Investors apparently complained about securities broker Timothy Revell Roberson (also known as Tim Roberson) [CRD: 2200567, Brentwood, Tennessee], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Roberson worked for Merrill Lynch from January 23, 1992, to October 23, 2024, and later joined Stifel Nicolaus on October 21, 2024, where he remains registered. Investors […]

Investors apparently complained about securities broker Lino J. Gutierrez (also known as Joe Gutierrez and Lino M. Gutierrez) [CRD: 5527598, Stuart, Florida], according to public information on FINRA BrokerCheck. Evidently, Gutierrez worked for Merrill Lynch from June 29, 2017, to May 1, 2025, and for Wells Fargo Clearing Services LLC from August 9, 2013, to […]

Investors apparently complained about securities broker Kevin Michael Dery [CRD: 2807430, Fort Lauderdale, Florida], according to publicly available information on FINRA BrokerCheck. Evidently, Dery has been registered with Wells Fargo Advisors Financial Network LLC and Wells Fargo Advisors since March 3, 2022, both located in Fort Lauderdale, Florida. Previously, Dery worked for Merrill Lynch in […]

One or more investors possibly experienced losses because of securities broker Calvin James Heck [CRD: 1025767, Everett, Washington], based on public information found on FINRA BrokerCheck. Evidently, Heck has worked for Wedbush Securities Inc. in Los Angeles, California, since June 27, 2003, and in its Everett, Washington, office since June 11, 2020. Read on to […]

One or more investors possibly experienced losses because of securities broker Lawrence P. Cagliostro Jr. [CRD: 2605127, Toms River, New Jersey], according to disclosures on FINRA BrokerCheck. Evidently, Cagliostro has worked for Merrill Lynch since August 1, 2008. Read below to learn more about the disclosures involving this securities broker. Merrill Lynch Investor Accused Cagliostro […]

One or more investors possibly experienced losses because of securities broker Andrew Thomas Sinsigalli (also known as Andy Sinsigalli) [CRD: 2178808, San Jose, California], according to disclosures on FINRA BrokerCheck. Evidently, Sinsigalli has worked for Merrill Lynch since December 17, 2010, as a broker and since February 15, 2011, as an investment adviser. Read below […]

Investors might have sustained losses due to securities broker Jennifer Lynn Oprinski [CRD: 4512244, Macomb, Michigan], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Oprinski has worked for Merrill Lynch since October 23, 2009, and also previously worked with LaSalle Financial Services Inc. Keep reading to learn more about the disclosures involving […]

Investors reportedly complained about securities broker Lawrence Joshua Nagel [CRD: 3040736, Louisville, Kentucky], based on public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Nagel has worked for Merrill Lynch since October 23, 2009. Read below to discover more about the disclosures involving Nagel and what they may mean for investors. Merrill Lynch […]

FINRA barred securities broker Mario L. Martinez [CRD: 6144561, Fort Lauderdale, Florida], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Martinez worked for Merrill Lynch from October 23, 2015, to February 5, 2025. Read below to learn more about the disclosures involving Martinez. FINRA Sanctioned Martinez For Failure To Provide Documents […]