Investors might have sustained losses due to securities broker Stephen Marchelo Medina [CRD: 2614773, Corpus Christi, Texas], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Stephen Medina worked for Merrill Lynch beginning May 16, 1995, as a broker and beginning July 17, 1995, as an investment adviser. Investors should continue reviewing this […]

Investors apparently complained about securities broker Gregory Lourdin [CRD: 4152768, New York, New York], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gregory Lourdin worked for Newbridge Securities Corporation beginning on March 18, 2016. Investors can see below to learn more about the disclosures involving this individual. Newbridge Securities Corporation Investor […]

Investors potentially experienced sales practice violations by securities broker Michael Scott Arteca [CRD: 4550695, Melville, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Michael Arteca worked for Ameritas Investment Corp. from September 7, 2010, to July 27, 2017, for Pruco Securities LLC from September 5, 2017, to November 14, 2024, and […]

Investors potentially incurred losses because of securities broker Jan Earl Haynes [CRD: 833875, La Jolla, California], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Haynes worked for Integrity Brokerage Services Inc. from January 3, 2017, to April 20, 2020. Investors can see below to find out more about disclosures involving this broker. […]

Investors have reportedly disputed the sales practices of securities broker Craig Gordon Johnson [CRD: 721657, Westlake Village, California], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Craig Johnson worked for Western International Securities Inc. from March 16, 2015, to June 5, 2025, and has been registered with LPL Financial LLC since […]

Investors apparently complained about securities broker H. Todd Roggen (also known as T. Todd Roggen) [CRD: 721463, Houston, Texas], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Roggen worked for Raymond James Financial Services Inc. from June 23, 2010, to November 1, 2024. Keep reading to discover more about […]

Investors have reportedly disputed the sales practices of securities broker Gregory Norman Grajek (also known as Greg Grajek) [CRD: 1220268, San Diego, California], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Grajek worked for UBS Financial Services Inc. from December 17, 2008, to December 31, 2024. Read below to […]

Investors potentially incurred losses because of securities broker Ting Kuo Chen (also known as Daniel Chen and Tingkuo Chen) [CRD: 2394916, Dallas, Texas], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Chen worked for Landolt Securities Inc. beginning on November 17, 2017, and for TKC Wealth Management LLC […]

Investors potentially experienced sales practice violations by securities broker Robert Randolph Lott (also known as Randy Lott) [CRD: 712795, Birmingham, Alabama], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Lott worked for Cambridge Investment Research Inc. and Cambridge Investment Research Advisors Inc. beginning on May 27, 2020, and […]