Investors have reportedly disputed the sales practices of securities broker Selwyn Miller (also known as Selwyn Milller) [CRD: 1695348, Woodland Hills, California], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Miller worked for Lincoln Investment from June 1, 2012, to February 22, 2024. Continue reading for details about Miller’s […]

Investors have reportedly disputed the sales practices of securities broker Gina G. Francisco (also known as Gina Agness and Gina Winters) [CRD: 4490144, Ocala, Florida], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Francisco has been registered with LPL Financial LLC from August 21, 2018, to the present […]

Investors might have sustained losses because of securities broker Bryce J. Jones [CRD: 6361728, Washington, Utah], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Jones worked for Independent Financial Group LLC beginning on October 13, 2022, and previously worked for Merrill Lynch Pierce Fenner Smith Incorporated from August 19, […]

Investors potentially experienced sales practice violations by securities broker Shannon Marie Powers (also known as Shannon Marie Catuogno and Shannon Powers-Solomon) [CRD: 2367198, Ridgefield, Washington], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Powers has worked with multiple firms, including Innovation Partners LLC and IP Financial Advisory Services LLC since […]

Investors potentially experienced sales practice violations by securities broker James Claude Britt (also known as J.C. Britt) [CRD: 4523267, Vero Beach, Florida], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Britt has been registered with Morgan Stanley as a broker since September 8, 2010, and as an investment adviser […]

Investors potentially experienced sales practice violations by securities broker Dimitrios Kosmo Michelis [CRD: 2920152, New York, New York], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Michelis worked for UBS Financial Services Inc. from June 24, 2011, to September 10, 2025. Read on to discover more about Michelis’s […]

Investors apparently complained about securities broker Stephanie Renee Hughes [CRD: 6563274, San Diego, California], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Hughes worked for Securian Financial Services Inc. from December 24, 2015, to August 10, 2023, and for Cetera Advisor Networks LLC from August 10, 2023, to June […]

Investors potentially incurred losses because of securities broker Vanessa A. Sopke (also known as Vanessa A. Gerlach) [CRD: 4967464, Indianapolis, Indiana], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Sopke worked for Cetera Investment Services LLC from October 1, 2015, to August 3, 2022. Keep reading to find out more […]

Investors potentially experienced sales practice violations by securities broker Brian Earl Watson [CRD: 3181953, Gainesville, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Watson worked for Valmark Securities Inc. from February 24, 1999, to February 28, 2025, and he has additionally served as an advisor and partner at Koss […]