Investors potentially incurred losses because of securities broker Kenneth Joseph Arena (also known as Ken Arena and Kenny Arena) [CRD: 6997, Pompano Beach, Florida], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Arena worked for Cetera Wealth Services LLC from December 1, 2023, to the present, Cetera Investment Advisers LLC […]

Investors have reportedly disputed the sales practices of securities broker Steven J. Schenck Jr. (also known as Jim Schenck) [CRD: 4035283, Indianapolis, Indiana], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Steven Schenck worked for Merrill Lynch from June 1, 2007, to the present. See below to find out more […]

Investors might have sustained losses due to securities broker James Eric Monken (also known as Jimmy Monken) [CRD: 5765921, Clayton, Missouri], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Monken worked for Morgan Stanley beginning September 11, 2012, and has remained registered with that firm since that time. Read on to […]

Investors apparently complained about securities broker Daniel Theodore Wilson [CRD: 2858765, Mystic, Connecticut], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Daniel Wilson worked for Ameriprise Financial Services LLC from April 8, 1997, to the present as a broker, and since May 26, 2011, as a financial advisor. Read on […]

Investors potentially incurred losses because of securities broker Danny Ray Strain [CRD: 437903, Columbus, Georgia], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Strain worked for Cape Securities Inc. since November 3, 2008, Cape Investment Advisory Inc. since February 6, 2009, and Global Investment Advisory since March 19, 2026. Investors are encouraged to […]

Investors have reportedly disputed the sales practices of securities broker John B. Darmanian [CRD: 2899924, Montrose, California], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Darmanian worked for Western International Securities Inc. from September 11, 2009, to June 5, 2025, before joining LPL Financial LLC on June 5, 2025. Investors […]

Investors potentially experienced sales practice violations by securities broker James Patrick Jenkins [CRD: 5261717, Logan, Utah], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jenkins worked for Wealth Enhancement Brokerage Services LLC and Wealth Enhancement Advisory Services LLC since January 2, 2026, and previously worked for firms including Strategic Advocates LLC from September […]

Texas State Securities Board sanctioned securities broker Logan D. Cox [CRD: 6927720, Overland Park, Kansas], and investors complained about him, given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Logan Cox worked for Arete Wealth Management LLC and Arete Wealth Advisors LLC from June 30, 2020, to May 1, 2025, before […]

Investors apparently complained about securities broker Timothy Roark (also known as Tim Roark) [CRD: 5949136, Gainesville, Florida], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Roark worked for Valmark Securities Inc. from September 16, 2011, to February 28, 2025, and has also been associated with Koss Olinger Company and Koss-Olinger Consulting LLC in […]