Latest Securities Lawyer News

Our experts keeping you up to date with our ever changing industry

Read the latest in Security Lawyer news and information

We're here to help victims of broker fraud
March 30, 2026
IHC – Ashbrook DST Losses?

Soreide Law Group is investigating potential investor claims involving possible sales practice violations by securities brokers and financial advisors related to IHC – Ashbrook DST. This is a Delaware Statutory Trust sponsored by Inspired Healthcare Capital LLC and marketed primarily to 1031 exchange investors seeking passive income and tax-deferred real estate exposure. Recent events involving […]

March 30, 2026
Greeley Flats DST Investor Alert

Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors related to recommendations of Greeley Flats DST. Specifically, Greeley Flats DST is a Delaware Statutory Trust investment connected to a student housing property in Greeley, Colorado, and it has drawn attention due to reported financial distress and […]

March 30, 2026
BV Design Multifamily DST Losses?

Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors in connection with the sale of BV Design Multifamily DST. This investment is a Delaware Statutory Trust structured for investors seeking passive real estate exposure, including those attempting to complete a Section 1031 exchange for tax deferral. […]

March 27, 2026
Gerald McGinley Linked To UBS Financial Services Inc. Investor’s Misrepresentation Dispute

Investors potentially incurred losses because of securities broker Gerald O’Niell McGinley (also known as Gerry McGinley) [CRD: 1811084, Westport, Connecticut], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gerald McGinley worked for UBS Financial Services Inc. from December 2, 2015, to the present. See the following information to learn more about […]

March 24, 2026
Devin Patel Connected To Foundations Investment Advisors Investor’s Misrepresentation Dispute

Investors have reportedly disputed the sales practices of securities broker Devin Shailesh Patel [CRD: 6632487, Tampa, Florida], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Devin Patel worked for Sanford C. Bernstein Co. LLC from January 30, 2023, to September 17, 2025. Investors are encouraged to continue reading to learn more […]

March 24, 2026
Roger Ingwersen Faced The Harvest Group Investor Dispute About Misrepresentation

Investors potentially incurred losses because of securities broker Roger Henry Ingwersen (also known as Roger Harold Ingwersen) [CRD: 255050, Phoenix, Arizona], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ingwersen has been registered with AW Securities since July 5, 2023, and Allworth Financial, L.P. since July 5, 2023, and previously worked with The […]

March 23, 2026
Jay Spieler Tied To Oppenheimer Co. Inc. Investor Dispute About Breach Of Fiduciary Duty

Investors potentially experienced sales practice violations by securities broker Jay Martin Spieler [CRD: 1072642, Coral Gables, Florida], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jay Spieler has worked for Oppenheimer Co. Inc. since January 3, 2003, and has been registered there as a financial advisor since April 28, 2006. See […]

March 22, 2026
William Olinger Faced Valmark Securities Inc. Investor’s Breach Of Fiduciary Duty Dispute

Investors have reportedly disputed the sales practices of securities broker William David Olinger III (also known as Will Olinger) [CRD: 2289684, Gainesville, Florida], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Olinger worked for Valmark Securities Inc. from January 13, 1999, to February 28, 2025. Investors should review the information below to learn […]

March 22, 2026
Robert Pecha Linked To Great Point Capital LLC Investor Dispute About Breach Of Fiduciary Duty

Investors apparently complained about securities broker Robert Mark Pecha [CRD: 5579770, Chicago, Illinois], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Pecha has worked for Great Point Capital LLC since April 8, 2020, and previously worked for Primex from May 2, 2019, to April 20, 2020. Keep reading to find out more about […]

1 5 6 7 8 9 71
Copyright © 2025 Soreide Law Group, PLLC  |  All Rights Reserved