Investors apparently complained about securities broker Brittany Danielle Slater-Gautreau (also known as Tany Gautreau and Tany Slater) [CRD: 4885737, Overland Park, Kansas], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Brittany Slater-Gautreau worked for Westpark Capital Inc. from November 20, 2017, to October 30, 2020, American Trust Investment Services Inc. from […]

Investors apparently complained about securities broker Kenneth Carl Ramos [CRD: 2553426, New York, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kenneth Ramos worked for Stifel Nicolaus Company Incorporated beginning November 2, 2017. Investors are encouraged to continue reading to discover more about the securities broker’s disclosures. Stifel Investor Accused Ramos […]

SEC sanctioned securities broker Steven Robert Graham (also known as Steve Graham) [CRD: 1977736, Valencia, California], and investors complained about him, according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Graham worked for Western International Securities Inc. from September 4, 2020, to June 5, 2025, before joining LPL Financial LLC on June 5, 2025. […]

Investors apparently complained about securities broker David E. Trimble [CRD: 5848398, Troy, Michigan], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Trimble worked for Equitable Advisors LLC from November 24, 2010, to the present as a broker and since January 7, 2011, as a financial advisor. Read on to discover […]

Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors related to recommendations of Inspired Senior Living of Eugene DST. Inspired Senior Living of Eugene DST is a Delaware Statutory Trust (DST) private placement tied to senior living real estate and often marketed for passive income and […]

Investors might have sustained losses due to securities broker Bruce Palmer Emmeluth Jr. (also known as Brett Emmeluth) [CRD: 4707323, Castle Pines, Colorado], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Emmeluth worked for First Financial Equity Corporation from March 19, 2009, to April 4, 2022, and has been registered […]

Investors potentially incurred losses because of securities broker Joseph Neil Trotta (also known as Joe Trotta) [CRD: 449594, Hobe Sound, Florida], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Joseph Trotta worked for LPL Financial LLC from April 28, 2006, to the present as a broker and from May 30, 2006, […]

Soreide Law Group is investigating potential investor claims related to the sale of Inspired Senior Living of Dunedin DST, particularly where securities brokers or financial advisors may have engaged in sales practice violations involving this specific investment. Inspired Senior Living of Dunedin DST is a private placement real estate investment focused on senior living facilities […]

Investors potentially incurred losses because of securities broker Nicholas Photiadis (also known as Nick Photiadis) [CRD: 2978120, Paramus, New Jersey], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Nicholas Photiadis has worked for LPL Financial LLC since March 18, 2011, in Paramus, New Jersey and Rockleigh, New Jersey. Read on to find out […]