Investors potentially experienced sales practice violations by securities broker Stephen Peter Melz [CRD: 1932994, West Newbury, Massachusetts], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Melz has been registered with Merrill Lynch since June 8, 2012. Investors are encouraged to continue reading to learn more about Melz’s disclosures. Merrill Lynch Investor Accused Melz […]

Investors apparently complained about securities broker Aaron Joel Davis [CRD: 4746025, Frisco, Texas], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Davis worked for Edward Jones beginning on March 9, 2004, as a securities broker and beginning on March 5, 2007, as a financial advisor. Read on to discover more about […]

Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors in regard to Inspired Senior Living of Augusta DST. Specifically, Inspired Senior Living of Augusta DST is a Delaware Statutory Trust (DST) offering that was marketed primarily to 1031 exchange investors seeking passive income and potential tax-deferral […]

Investors have reportedly disputed the sales practices of securities broker Kenneth Louis Goldhoff [CRD: 1186205, Tucson, Arizona], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kenneth Goldhoff has been registered with UBS Financial Services Inc. since February 9, 2007. See the following information to find out more about Goldhoff’s disclosure history. […]

Investors potentially incurred losses because of securities broker Earl Eugene Newsome [CRD: 2436856, Spring, Texas], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Newsome worked for Next Financial Group Inc. from November 20, 2007, to July 10, 2025, and has been registered with LPL Financial LLC since July 10, 2025. Investors […]

Investors potentially experienced sales practice violations by securities broker Christopher J. Braccia (also known as Chris Braccia) [CRD: 3273855, Ridgefield, Connecticut], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Braccia has worked with Cetera Advisors LLC since September 8, 2022, and Cetera Investment Advisers LLC since November 12, 2020; previously, he was registered […]

Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors concerning Inspired Senior Living of Arlington Heights DST. Particularly, Inspired Senior Living of Arlington Heights DST is a private placement offering of beneficial interests in a Delaware Statutory Trust that was marketed to accredited investors, including individuals […]

Investors apparently complained about securities broker Anthony John Robert Pucci (also known as Tony Pucci) [CRD: 6120523, Houston, Texas], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Pucci has been registered with Craft Capital Management LLC since August 5, 2018. Keep reading to find out more about Pucci’s disclosures. Aegis Capital […]

Investors might have sustained losses due to securities broker Sandeep Shrivastava [CRD: 5003823, Southlake, Texas], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Shrivastava has worked for TPEG Securities LLC since January 7, 2015. See the following information to discover more about Shrivastava’s disclosures. TPEG Securities LLC Investor Accused Shrivastava Of […]