Investors apparently complained about securities broker Dean Patrick McDermott [CRD: 1731834, Bethlehem, Pennsylvania], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. McDermott has been associated with McDermott Investment Advisors LLC since September 24, 2004. He has also been with McDermott Investment Services LLC since May 19, 2011. Investors are encouraged to continue reading […]

Investors apparently complained about securities broker Benjamin Franklin Duckett [CRD: 6143741, Carlsbad, California], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Benjamin Duckett has worked for Morgan Stanley in Carlsbad, California, as a securities broker since January 11, 2013, and as a financial advisor since January 30, 2013. Keep reading to […]

FINRA suspended securities broker William David Miller [CRD: 4547912, Cary, North Carolina], and one or more investors complained about him, according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. William Miller worked for Osaic Wealth Inc. from January 24, 2025, to September 26, 2025, Osaic FS Inc. from December 27, 2018, to […]

Investors potentially experienced sales practice violations by securities broker Andrew Martz [CRD: 5118326, Southlake, Texas], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Andrew Martz worked for Western International Securities Inc. and Western International Securities from July 13, 2017, and July 14, 2017, respectively, through June 5, 2025, and has been registered with […]

Investors potentially incurred losses because of securities broker Richard Raymond Brown [CRD: 2541545, Valley Village, California], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Brown worked for Lincoln Financial Advisors Corporation from December 19, 1997, to December 26, 2019, and has been associated with Arete Wealth Management LLC and Arete Wealth Advisors […]

Investors might have sustained losses due to financial advisor Jason Matthew Peroni (also known as Jay Peroni) [CRD: 2754901, Charleston, South Carolina], according to SEC Investment Adviser Public Disclosure. Specifically, Jason Peroni was registered with Faith Investor Services from September 14, 2023, through April 24, 2026. See below to discover more about disclosures involving Jason […]

Investors may have suffered financial harm by securities broker Daniel Malcolm Makin [CRD: 4367894, Westerly, Rhode Island], given the disclosures on FINRA BrokerCheck. Makin worked for Raymond James Financial Services Inc. from March 21, 2001, to September 30, 2025. Investors should read below to review the disclosures reported on his record. Raymond James Investor Accused […]

Investors might have sustained losses due to securities broker William H. Grant [CRD: 4219455, Duluth, Georgia], given the public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. William Grant has been registered with Merrill Lynch since October 23, 2009, as both a securities broker and financial advisor. Investors are encouraged to continue reading to find […]

Investors potentially incurred losses because of securities broker Diego Soares Bacellar [CRD: 6808326, Miami, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Diego Bacellar worked for Northwestern Mutual Investment Services LLC from April 8, 2019, to May 1, 2026. Investors are encouraged to continue reading to discover more about the disclosures involving […]