Investors potentially experienced sales practice violations by securities broker Jeremy Ethan Hershey [CRD: 5881725, South Lyon, Michigan], given the public information found on Financial Industry Regulatory Authority BrokerCheck. Hershey has worked for The Huntington Investment Company and Huntington Financial Advisors since June 21, 2018, and has been registered with Ameriprise Financial Services LLC since July […]

Investors potentially incurred losses because of securities broker Kelly Ann Decker [CRD: 4901228, Plymouth, Minnesota], according to information disclosed through Financial Industry Regulatory Authority (FINRA) BrokerCheck. Decker has been registered with NYLIFE Securities LLC since October 27, 2005. Read on to find out more about the client complaints disclosed on Decker's FINRA BrokerCheck report. NYLIFE […]

Investors may have suffered financial harm by securities broker Robert John Masanotti (also known as Rob Masanotti) [CRD: 5804805, New Canaan, Connecticut], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Robert Masanotti has been registered with J.P. Morgan Securities LLC since July 23, 2018. Continue reading to learn more about the disclosures […]

Investors potentially experienced sales practice violations by securities broker Melissa Star Williams (also known as Melissa Star Bortfeld, Melissa Starr Williams, Melissa Williams Frasca) [CRD: 4298503, Spokane, Washington], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Williams worked for Centaurus Financial Inc. from August 28, 2015, through March 14, 2024, before registering with […]

Soreide Law Group is investigating potential investor claims involving Cambridge Investment Research following a FINRA disciplinary action concerning Unit Investment Trust (UIT) recommendations. In April 2026, FINRA censured Cambridge Investment Research after finding supervisory deficiencies involving certain UIT recommendations made to retail clients. Investors who incurred excessive fees, unnecessary costs, or other damages associated with […]

Soreide Law Group is investigating potential investor claims involving losses in NextGenTech Investments LLC, a private fund managed by Sestante Capital LLC that purported to provide investors with economic exposure to shares of private companies, including Anduril Industries. Recent criminal proceedings involving Sestante Capital's manager have raised significant concerns regarding the offering, the representations made […]

Soreide Law Group is investigating potential investor claims involving losses sustained in Special Purpose Acquisition Companies (SPACs), particularly those sold during the 2020-2021 SPAC boom. During that period, hundreds of SPACs raised approximately $145 billion from investors and were promoted as an alternative path for private companies to enter the public markets. However, many companies […]

Soreide Law Group is investigating potential investor claims involving losses in Velocis Fund III, a private real estate fund that has reportedly generated significant losses for some investors. Velocis Fund III was offered as an alternative investment focused on acquiring, improving, and managing commercial real estate assets in selected regions of the United States. Because […]

Investors potentially experienced sales practice violations by securities broker John Michael McArthur [CRD: 4389397, St. Louis, Missouri], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Mr. McArthur has been registered with Krilogy since February 24, 2012, and with Saxony Securities Inc. since November 28, 2014. Readers should continue reviewing this information to find […]