Gerardo Castillo Facing Investment Disputes Involving Wells Fargo, Citigroup Clients Soreide Law Group is examining investor disputes concerning securities broker Gerardo Ivan Castillo (CRD#: 2886319, Miami, Florida), as disclosed on FINRA BrokerCheck. Notably, Castillo was a securities broker and financial advisor at Wells Fargo Clearing Services (2010 to 2018). He also worked for Citigroup Global […]

Broker Bryan Bordelon (Raymond James, Morgan Keegan) Facing Investor Disputes FINRA BrokerCheck indicates that investors alleged inappropriate sales practices involving securities broker Bryan Kirk Bordelon (CRD#: 3175386, New Orleans, Louisiana). It appears that the disclosures involving Bordelon concern his employment at Raymond James Associates Inc. (he has been a securities broker and financial advisor since […]

Transamerica And Farmers Clients File Disputes Alleging Damages Caused By Broker Debbie Herrmann Investment loss recovery counsel at Soreide Law Group provides this update on securities broker Deborah Lynn Herrmann (AKA Debbie Herrmann and Debbie Gniech) (CRD#: 5204514, Wheaton, Illinois), who discloses information about a regulatory action and investor dispute on Financial Industry Regulatory Authority […]

Securities Broker Charles Bonilla Allegedly Makes Unsuitable Recommendations To David Lerner Client FINRA provides important information on securities broker Charles Abad Santos Bonilla (CRD#: 2572107, Boca Raton, Florida). Evidently, Bonilla worked as a securities broker or financial advisor for Pruco Securities from May 2018 to February 2019. Also, he worked for David Lerner Associates Inc. […]

Cetera And Girard Clients File Suitability Disputes Involving Securities Broker Robert Wolfe Soreide Law Group provides this update on securities broker Robert Brian Wolfe (CRD#: 2268259, Fort Lauderdale, FL). Evidently, Wolfe worked as a securities broker or financial advisor at Girard Securities from 2009 to 2017, Cetera Advisor Networks from 2017 to 2020, Mercer Allied […]

First Allied Securities Client Takes Issue With Broker Ron McCook's Sales Practices The Financial Industry Regulatory Authority (FINRA) BrokerCheck shows that investors filed disputes about securities broker McCook, also known as “Ron McCook” (CRD#: 4155186, Scottsdale, Arizona). Evidently, McCook worked for securities firms Sagepoint Financial and National Planning Corporation before joining First Allied Securities as […]

Broker Michael McNulty Involved In Disputes Brought By Raymond James Clients Soreide Law Group provides you with an update regarding the FINRA BrokerCheck disclosures relating to securities broker Michael McNulty, also known as “Mike McNulty” (CRD#: 1493933, Boca Raton, Florida). It appears that McNulty worked for UBS PaineWebber and Raymond James before joining Lincoln Financial […]

Securities Broker Gary Begnaud (Merrill Lynch) Involved In Investor Complaint The Financial Industry Regulatory Authority (FINRA) reports new information in regard to securities broker Gary Begnaud (CRD#: 865927, Mount Laurel, New Jersey). Evidently, Begnaud worked for Merrill Lynch (1982 to 2020) as a securities broker and financial advisor. He joined Janney Montgomery Scott in 2020. […]

Broker David Stateman Barred And Subject Of Client Dispute Soreide Law Group has new information to share with you in regard to securities broker David Alan Stateman (CRD#: 5530638, Miami, Florida). It appears that FINRA indefinitely barred Stateman as a securities broker. Not only that, but Stateman is involved in an investor dispute that alleges […]