Investors might have sustained losses because of securities broker Cheryl Diane Richardson (also known as Cheryl Diane Johnson) [CRD: 1807190, Freeport, Illinois], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Richardson worked for MML Investors Services LLC beginning on March 25, 2017, and previously worked for MSI Financial Services […]

Investors have reportedly disputed the sales practices of securities broker Cody Michael Keller [CRD: 6669454, Mechanicsburg, Pennsylvania], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Keller worked for MML Investors Services LLC from August 17, 2023, to October 14, 2024, after previously being registered with other firms earlier in his career. Investors […]

FINRA barred securities broker Jihoon L. Park [CRD: 6535514, Fairfax, Virginia], according to publicly available information on FINRA BrokerCheck. Evidently, Jihoon Park worked for MML Investors Services LLC from April 9, 2016, to December 31, 2022. Read below for details about Jihoon Park’s regulatory and client dispute disclosures. FINRA Sanctioned Park For Failure To Comply […]

Investors possibly experienced sales practice violations by securities broker Vincenzo Pietro Garganese (also known as Vincenzo Hart) [CRD: 6760844, Portland, Maine], according to disclosures on FINRA BrokerCheck. Evidently, Garganese has been registered with MML Investors Services LLC since April 22, 2017, serving clients from the firm’s Portland and Falmouth, Maine offices. Keep reading to learn […]

Investors reportedly complained about securities broker Hugo Hernandez [CRD: 6446187, El Paso, Texas], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Hugo Hernandez worked for MML Investors Services LLC from May 9, 2017 to July 31, 2024. Keep reading to find out more about Hernandez’s disclosures, including an investor dispute […]

Investors might have sustained losses because of securities broker Salvatore Bonetti [CRD: 4494241, Westbrook, Maine], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Bonetti joined Cetera Wealth Services LLC and Cetera Investment Advisers LLC on June 30, 2025. Previously, he worked for Insight Folios, Purshe Kaplan Sterling Investments, and MML Investors Services […]

Investors potentially experienced sales practice violations because of securities broker Lorraine Henry Geiss (also known as Lori Henry Geiss and Lorraine Marie Henry) [CRD: 1982429, Milwaukee, Wisconsin], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Lorraine Geiss worked for MML Investors Services LLC from March 25, 2017 to June 18, 2019. Keep reading […]

Investors apparently complained about securities broker Raymond Michael Congelosi (also known as Mike Congelosi) [CRD: 1879030, West Hartford, Connecticut], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. since May 25, 2017, Raymond Congelosi has worked as both an investment adviser and broker for MML Investors Services LLC in West Hartford, Connecticut. See the […]

Investors apparently complained about securities broker Lester Hamrick [CRD: 5208155, Tallahassee, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Hamrick has worked with MML Investors Services LLC at 259 John Knox Road, Tallahassee, Florida since June 8, 2020, as a broker and since June 12, 2020, as an investment adviser. Below, you […]