Clients Indicate MML Broker Charles Evan Gave Bad Advice, Misrepresented Investments Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) reports troubling allegations of misconduct concerning Charles Jonathan Evan (CRD#: 836083, Wellesley, Massachusetts). Namely, the securities broker, who worked for securities firms including MSI Financial Services (2015 to 2017) and MML Investors Services (2017 to 2019), […]

Barred Broker Oscar Francis Misappropriated Funds For Cocaine, Strip Clubs Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) shows alarming information in regard to disgraced securities broker Oscar Francis [CRD#: 5094722, Fort Lauderdale, Florida]. Namely, Securities and Exchange Commission (“SEC”) barred him for fraud. Also, five clients filed complaints about the securities broker, who worked […]

MML Ends Employment Relationship With Broker Chander Goel Over Life Insurance Practices Soreide Law Group is looking into potential investor disputes against broker Chander Goel [CRD#: 4588999, New York, New York]. Apparently, MML Investors Services terminated him for suspicious life insurance practices. It seems that Goel possibly used inappropriate life insurance sales practices which may […]

Broker Bernard Audet Allegedly Misrepresented Life Insurance Policies Investors are alleging losses because of Bernard Joseph Audet [CRD#: 1317819, Newtown Square, Pennsylvania]. Evidently, the securities broker, who joined MML Investors Services in 2017, discloses 7 investor disputes on Financial Industry Regulatory Authority (“FINRA”) BrokerCheck. Apparently, Audet’s clients asserted claims of misrepresentation, omissions, and unsuitable insurance […]

ATTENTION INVESTORS: Complaints Filed Against Brokers Cheskel Gottlieb, Mark Wasikonis, Stephen Wingard, Phillip Barringer MML Investors Services, LLC (CRD#: 10409, Springfield, Massachusetts) does business as an investment adviser firm and as a brokerage firm. The Financial Industry Regulatory Authority (“FINRA”) and the Securities and Exchange Commission (“SEC”) regulate MML Investors Services, LLC. Notably, according to […]

INVESTOR ALERT! MML Investors Terminates Michael Vogt, Aaron Black, Thomas Ebel, William Pitre MML Investors Services, LLC (CRD#: 10409, Springfield, Massachusetts) is a brokerage firm regulated by Financial Industry Regulatory Authority (“FINRA”) and investment adviser firm regulated by Securities and Exchange Commission (“SEC”). Apparently, the company is also known as MassMutual Financial Group, In Good […]