Investors might have sustained losses due to securities broker Neil Jeffrey [CRD: 836146, New York, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Neil Lerner worked for Morgan Stanley from October 19, 2018, to February 13, 2024. Here’s an overview of Neil Lerner’s disclosures. Morgan Stanley Investor Accused Lerner Of […]

Investors might have sustained losses due to securities broker Sally Ann Weger (also known as Sarah Ann Weger) [CRD: 2591057, Palm Beach Gardens, Florida], based on the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Weger joined Morgan Stanley Smith Barney on September 16, 2011. Read on to uncover more about Weger’s client disputes […]

Soreide Law Group is looking into possible investor claims on behalf of those who incurred losses through securities broker Robert James Rumley III [CRD: 4474706, Atlanta, Georgia]. Evidently, Rumley worked for Morgan Stanley from May 26, 2011, to October 8, 2021. Continue reading to learn more about Rumley's disclosures. Morgan Stanley Investor Accused Rumley Of […]

Investors potentially experienced investment losses through securities broker Jeffrey Allen Russell (also known as Jeffrey Russell and Jeffrey Russell) [CRD: 2516610, Newport Beach, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Russell was previously registered with Morgan Stanley from May 19, 2010, to June 16, 2021. To understand more about Russell's […]

Investors may have faced losses due to Clifton Brent Smith [CRD: 2658251, Atlanta, Georgia], based on disclosures found on the Financial Industry Regulatory Authority (FINRA) BrokerCheck. Smith, a financial advisor and securities broker regulated by FINRA, joined Raymond James Associates Inc. in Atlanta, Georgia, on November 7, 2023. Prior to this, his career included stints […]

Soreide Law Group is looking into possible investor claims on behalf of those who incurred losses through Jesus Rodriguez [CRD: 4888685, El Paso, Texas]. Rodriguez was previously registered as both a financial adviser and a securities broker, with past affiliations including Morgan Stanley in El Paso, Texas, where he was registered from June 1, 2009, […]

BARRY FRANKLIN CONNELL (BARRY F CONNELL) CRD#: 3070984, according to a recent article in Financial Advisor IQ, was barred by the SEC on Jan. 5, 2021, for stealing millions of dollars from clients.  Connell, a former financial advisor from Morgan Stanley of Ridgewood, New Jersey, was additionally sentenced to three years in prison. BARRY F […]