Investors potentially incurred losses because of securities broker Gregory Vincent Matthews (also known as Greg Matthews) [CRD: 1389823, New York, New York], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gregory Matthews worked for Morgan Stanley from May 16, 2016, to June 12, 2025. See the following information to find out more […]

Investors might have sustained losses due to securities broker Ernest Joseph Dean Jr. (also known as Joe Dean) [CRD: 2223858, Sarasota, Florida], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ernest Dean worked for Morgan Stanley from February 9, 2011, to the present as a securities broker and from March 24, 2011, […]

Investors potentially experienced sales practice violations by securities broker Michael John Wagner [CRD: 4465334, Atlanta, Georgia], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Michael Wagner worked for Morgan Stanley in Atlanta, Georgia, since March 16, 2012, as both a broker and investment adviser. Investors are encouraged to continue reading […]

Investors apparently complained about securities broker Benjamin Joseph Sweeney (also known as Ben Sweeney) [CRD: 2885369, Dallas, Texas], given the public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Benjamin Sweeney worked for Morgan Stanley from June 1, 2009, to the present. See the following information to learn more about disclosures involving Benjamin Sweeney. Morgan […]

Investors might have sustained losses due to securities broker James Eric Monken (also known as Jimmy Monken) [CRD: 5765921, Clayton, Missouri], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Monken worked for Morgan Stanley beginning September 11, 2012, and has remained registered with that firm since that time. Read on to […]

Investors have reportedly disputed the sales practices of securities broker Christiana O. Webb (also known as Christina Webb) [CRD: 5116707, Atlanta, Georgia], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Webb worked for Morgan Stanley from June 1, 2009, to September 10, 2024, before registering with Truist Investment Services Inc. on November 14, […]

Investors potentially experienced sales practice violations by securities broker Steven Wallace Schmitt [CRD: 4486457, Paramus, New Jersey], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Schmitt worked for Raymond James Associates Inc. since November 9, 2022, and previously worked for Morgan Stanley from October 7, 2016, to November 29, 2022. […]

Investors potentially experienced sales practice violations by securities broker Philip David Stair [CRD: 4645877, Alpharetta, Georgia], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Philip Stair worked for Morgan Stanley from January 10, 2014, to the present as a broker and from January 15, 2014, to the present as a financial advisor. Read […]

Investors might have sustained losses due to securities broker Guillermo Agustin Eiben [CRD: 5697705, New York, New York], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Guillermo Eiben worked for Morgan Stanley from September 17, 2009, to January 26, 2023, and has worked for UBS Financial Services Inc. since January 3, […]