Investors potentially experienced sales practice violations by securities broker Philip David Stair [CRD: 4645877, Alpharetta, Georgia], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Philip Stair worked for Morgan Stanley from January 10, 2014, to the present as a broker and from January 15, 2014, to the present as a financial advisor. Read […]

Investors might have sustained losses due to securities broker Guillermo Agustin Eiben [CRD: 5697705, New York, New York], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Guillermo Eiben worked for Morgan Stanley from September 17, 2009, to January 26, 2023, and has worked for UBS Financial Services Inc. since January 3, […]

Investors potentially experienced sales practice violations by securities broker Robert D. Alegria [CRD: 5978340, Miami, Florida], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Alegria has been registered with Morgan Stanley since January 12, 2015, as a securities broker and since January 14, 2015, as a financial advisor. See the following […]

Investors potentially incurred losses because of securities broker Christopher John McCaffrey [CRD: 2735236, Napa, California], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. McCaffrey worked for Morgan Stanley from June 1, 2009, to February 13, 2024. Investors should review the information below to discover more about McCaffrey’s disclosures. Morgan Stanley Smith Barney LLC […]

Investors potentially incurred losses because of securities broker Mary Colleen Wright (also known as Mary Colleen Leake) [CRD: 1023579, Boulder, Colorado], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Mary Wright has worked for Morgan Stanley since June 1, 2009, where she has been registered as both a broker and an investment adviser. […]

Investors have reportedly disputed the sales practices of securities broker William Joseph Jones [CRD: 1030683, San Rafael, California], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. William Jones has worked for Morgan Stanley beginning on June 1, 2009, and remains registered with the firm. Investors are encouraged to review the information […]

Investors potentially experienced sales practice violations by securities broker John Ross Gascoyne [CRD: 1837286, The Woodlands, Texas], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. John Gascoyne worked for Morgan Stanley Smith Barney from June 1, 2009, to January 6, 2023. Investors are encouraged to continue reading to discover more about […]

Investors potentially experienced sales practice violations due to securities broker Gregory John Libby [CRD: 2455485, Paramus, New Jersey], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Libby has been employed with Morgan Stanley at its Paramus, New Jersey branch since June 1, 2009, and continues to be registered with the […]

Investors potentially experienced sales practice violations due to securities broker Patricia Holder (also known as Paquita Patricia Holder) [CRD: 2894768, Miami, Florida], according to public information on FINRA BrokerCheck. Evidently, Holder worked for Morgan Stanley from June 1, 2009, to February 22, 2024, and Insigneo Securities LLC and Insigneo Advisory Services LLC since February 23, […]