Investors possibly experienced sales practice violations because of securities broker Joseph Robert Weinbauer [CRD: 2714070, St. Louis, Missouri], according to publicly available information on FINRA BrokerCheck. Evidently, Joseph Weinbauer has worked for Berthel Fisher Company Financial Services Inc. since February 1, 2010, and with BFC Planning Inc. since May 24, 2016. Keep reading to learn […]

Investors potentially experienced losses because of securities broker Alexandre Jesus Maltez (also known as Alex Maltez) [CRD: 6506116, Winter Springs, Florida], according to publicly available disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Maltez worked for Newbridge Securities Corporation from August 23, 2019 to August 1, 2022, and for Newbridge Financial Services […]

Investors might have sustained losses due to securities broker Suihock Goy [CRD: 2821380, Milpitas, California], according to disclosures on FINRA BrokerCheck. Goy has worked for NI Advisors in Milpitas, California, since August 16, 2005, in a brokerage capacity, and since May 24, 2012, as an investment adviser. Check out the following information about the disclosures […]

One or more investors apparently complained about securities broker Matthew Ryan Stucke (also known as Matt Stucke) [CRD: 4840895, Milton, Georgia], according to publicly available disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It seems that Stucke has worked for Cetera Advisor Networks LLC since October 26, 2022, and Cetera Investment Advisers LLC since March […]

Investors potentially experienced losses due to securities broker Chester E. Palid [CRD: 5708649, Plano, Texas], according to disclosures through FINRA’s BrokerCheck. Evidently, Palid has been registered with Transamerica Financial Advisors LLC since January 6, 2012. Below, you can learn more about the disclosures reported concerning Palid. Transamerica Financial Advisors Investor Accused Palid Of Negligence Particularly, […]

Investors potentially experienced sales practice violations because of securities broker Dennis Michael Azary [CRD: 2384263, Tampa, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Dennis Azary worked for Growth Capital Services Inc. from May 4, 2012, to February 8, 2022. He has since held registrations with Finalis Securities LLC in Daly […]

Investors potentially experienced sales practice violations because of securities broker Amy Ann Brandts (also known as Amy A. Brandts, Amy Brandts, Amy Ann Ferezan) [CRD: 1228497, Herndon, Virginia], according to publicly available information on FINRA BrokerCheck. Evidently, Brandts has worked for Cambridge Investment Research Inc. since February 12, 2003, and for Cambridge Investment Research Advisors […]

Investors might have sustained losses due to securities broker Robert Gerard Devita [CRD: 1865964, Downers Grove, Illinois], according to publicly available information through FINRA’s BrokerCheck. Evidently, Robert Devita joined Ausdal Financial Partners Inc. on July 1, 2010, working as both a broker and investment adviser representative. Below, you can discover more about the disclosures involving […]

One or more investors apparently complained about securities broker Tyler Layton Childs [CRD: 6057499, Birmingham, Michigan], according to disclosures on FINRA BrokerCheck. Evidently, Tyler Childs has been registered with UBS Financial Services Inc. since October 13, 2017. Investors are encouraged to Below, you can learn more about the disputes involving this broker. UBS Financial Services […]