Investors might have sustained losses due to securities broker Randy Cleve Fox (also known as Randy Fox) [CRD: 2726566, Los Angeles, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Randy Fox worked for GT Securities Inc. from January 30, 2023, to April 17, 2024. Keep reading to discover more about the […]

Investors might have sustained losses due to securities broker Valery Lynn Oswald (also known as Valery Lynn Sager and Valery Lynn Schollenbarger) [CRD: 1997347, Oklahoma City, Oklahoma], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Oswald worked for Raymond James Associates Inc. from January 10, 2014, to July 17, 2018. See the […]

Investors reportedly may have incurred losses due to securities broker B. David Goldstein [CRD: 1718066, Rancho Mirage, California], according to disclosures on FINRA BrokerCheck. It appears that Goldstein worked for Western International Securities Inc. from May 29, 2015, to June 22, 2022. He is currently registered with Osaic Wealth Inc. since June 14, 2024, and […]

Investors reportedly may have incurred losses because of securities broker Timothy Lee Connor [CRD: 2222028, Redwood City, California], according to disclosures on FINRA BrokerCheck. It appears that Timothy Connor has been registered with LPL Financial LLC since June 14, 2021. Prior to this, he worked with Cetera Investment Advisers LLC from November 12, 2020, to […]

Investors might have sustained losses due to securities broker Rita Mansour [CRD: 1968418, Toledo, Ohio], according to disclosures on FINRA BrokerCheck. It appears that Rita Mansour has been registered with McDonald Partners LLC since September 15, 2006, both as a broker and as an investment adviser. Keep reading to learn more about the disclosures involving […]

Investors might have sustained losses due to securities broker Jonna Doris Keller (also known as Jonna Doris Edelmayer and Jonna Doris Hansen) [CRD: 1983864, Sarasota, Florida], according to disclosures on FINRA BrokerCheck. It appears that Keller worked for SagePoint Financial Inc. from December 7, 2015 to September 1, 2023, and is currently registered with Osaic […]

Investors apparently complained about securities broker Jorge Menendez [CRD: 5138358, Miami, Florida], according to disclosures on FINRA BrokerCheck. According to the regulator, Menendez has worked for Citigroup Global Markets Inc. since November 21, 2013, working at Citi Retail Banking in Miami, Florida, and CWM Retail, Sales in Doral, Florida. Read on to learn more about […]

Investors might have received losses due to securities broker Jonna Doris Keller (also known as Jonna Doris Edelmayer and as Jonna Doris Hansen) [CRD: 1983864, Sarasota, Florida], according to disclosures on FINRA BrokerCheck. According to the regulator, Keller has worked for Osaic Wealth Inc. since September 1, 2023. Previously, Keller worked for SagePoint Financial Inc. […]

Investors potentially experienced losses due to securities broker John Hubert Chaney [CRD: 44529, Manchester, Missouri], according to disclosures on FINRA BrokerCheck. According to the regulator, John Chaney worked for Moloney Securities Co. Inc. from October 29, 2015, to December 31, 2023. Read on to learn more about the securities broker’s disclosures. Investor Alleged Unsuitable Advice […]