Investors apparently complained about securities broker Jeffery Alan Wimer (also known as Jeffrey Alan Wimer) [CRD: 2985293, Fort Lee, New Jersey], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Wimer worked for Citigroup Global Markets Inc. from March 13, 2012, to March 21, 2024. Investors should review the information below to discover more […]

Investors potentially incurred losses because of securities broker Roger Henry Ingwersen (also known as Roger Harold Ingwersen) [CRD: 255050, Phoenix, Arizona], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ingwersen has been registered with AW Securities since July 5, 2023, and Allworth Financial, L.P. since July 5, 2023, and previously worked with The […]

Investors potentially experienced sales practice violations by securities broker Jay Martin Spieler [CRD: 1072642, Coral Gables, Florida], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jay Spieler has worked for Oppenheimer Co. Inc. since January 3, 2003, and has been registered there as a financial advisor since April 28, 2006. See […]

Investors might have sustained losses due to securities broker and financial advisor Douglas Walter Campbell (also known as Doug Campbell) [CRD: 1157205, Greenwood Village, Colorado], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Campbell worked for Alpha Capital Family Office LLC from March 2020 to the present and previously worked for […]

Investors have reportedly disputed the sales practices of securities broker William David Olinger III (also known as Will Olinger) [CRD: 2289684, Gainesville, Florida], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Olinger worked for Valmark Securities Inc. from January 13, 1999, to February 28, 2025. Investors should review the information below to learn […]

Investors apparently complained about securities broker Robert Mark Pecha [CRD: 5579770, Chicago, Illinois], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Pecha has worked for Great Point Capital LLC since April 8, 2020, and previously worked for Primex from May 2, 2019, to April 20, 2020. Keep reading to find out more about […]

Investors potentially incurred losses because of securities broker William Lapiana (also known as Bill Lapiana) [CRD: 4580411, Hoboken, New Jersey], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Lapiana has been registered with Ausdal Financial Partners Inc. since June 21, 2024, and previously worked with Newbridge Financial Services Group Inc. and […]

Investors potentially incurred losses because of securities broker Richard Calabrese [CRD: 1549013, New York, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Calabrese has worked for Corinthian Partners LLC in New York, New York, since July 2, 1996. See the following information to discover more about disclosures involving this securities broker. […]

Investors apparently complained about securities broker Anthony John Robert Pucci (also known as Tony Pucci) [CRD: 6120523, Houston, Texas], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Pucci has been registered with Craft Capital Management LLC since August 5, 2018. Keep reading to find out more about Pucci’s disclosures. Aegis Capital […]