FINRA barred securities broker Cesar Manuel Casado [CRD: 6215747, Waltham, Massachusetts], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Casado worked for NYLIFE Securities LLC from November 4, 2014, to July 24, 2024. Investors are encouraged to continue reading to find out more about Casado’s regulatory history and disclosures. Casado Sanctioned […]

Investors have reportedly disputed the sales practices of securities broker Douglas Mack Farris Jr [CRD: 2973692, Dayton, Ohio], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Farris has been registered with NYLIFE Securities LLC since February 11, 2004. Keep reading to learn more about disclosures involving this securities […]

Investors might have sustained losses because of securities broker Leizl Manapsal Lacida (also known as Leizl Manapdal Lacida) [CRD: 6393273, New York, New York], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Lacida worked for NYLIFE Securities LLC from April 25, 2016, to October 2, 2024. Read below to learn more about […]

Investors might have sustained losses because of securities broker Michael Paul Vauble [CRD: 1109895, Sac City, Iowa], according to disclosures on FINRA BrokerCheck. Michael Vauble worked for NYLIFE Securities LLC from June 8, 1983 to October 6, 2022. Read below to know more about the disclosures involving this broker. Vauble Accused Of Unsuitable Life Insurance […]

One or more investors apparently complained about securities broker Aaron Paul Rask [CRD: 5960444, Broomfield, Colorado], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Aaron Rask worked for NYLIFE Securities LLC from January 30, 2012, to June 21, 2024, and is currently working with MML Investors Services LLC as of June 27, […]

One or more investors apparently complained about securities broker Sharon Lynn Pensabene [CRD: 2368040, Lompoc, California], according to disclosures on FINRA BrokerCheck. Sharon Pensabene worked for NYLIFE Securities LLC from July 25, 1997 to February 1, 2024. Keep reading to learn more about the securities broker’s disclosures and what they could mean for investors. NYLIFE […]

FINRA barred securities broker Jeffrey Arthur Perryman [CRD: 2019969, Johnstown, Colorado] and investors complained about him, according to disclosures on FINRA BrokerCheck. Apparently, Perryman worked for NYLIFE Securities LLC from April 11, 1990, to May 9, 2024. Keep reading to learn more about the pending allegations concerning Perryman’s conduct while working with this brokerage firm. […]

One or more investors apparently complained about securities broker Madison Morgan [CRD: 7654959, Mandeville, Louisiana], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Madison Morgan has been a registered broker with NYLIFE Securities LLC in Mandeville, Louisiana, since June 22, 2023. Keep reading to discover more about the disclosures involving Madison Morgan […]

One or more investors apparently complained about securities broker Pragnesh J. Bhatt (also known as Mike Bhatt) [CRD: 5769860, Bethesda, Maryland], according to publicly available information through FINRA’s BrokerCheck. Evidently, Pragnesh Bhatt has been registered with NYLIFE Securities LLC since July 21, 2011. Below, you can learn more about the investor complaints and regulatory findings […]