Investors have come forward with complaints about securities broker David Kimbler (CRD: 1132791, Ferndale, Washington). Evidently, the securities broker, who worked for Securities America Inc., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Securities America Inc. clients allege that Kimbler withdrew client funds without authorization and engaged in unauthorized trading. For more […]

FINRA reports important information about securities broker Justin Allen Anderson (CRD: 6389728, Austin, Texas). Not only has FINRA sanctioned Anderson for failing to testify when the regulator investigated him, but investors disputed his sales practices. However, Anderson denies the allegations. Read on to learn more about the allegations against Anderson. FINRA Sanctions Anderson For Failure […]

Soreide Law Group is investigating possible investor claims against securities broker James Kelly (also known as James E. Kelly) [CRD: 2959343, Owings Mills, MD]. Notably, FINRA sanctioned the securities broker, who worked for Pruco Securities LLC. Here is a brief summary of FINRA’s allegations against James Kelly. FINRA Sanctions Kelly Evidently, on November 22, 2021, […]

Soreide Law Group is investigating possible investor claims against securities broker Chip Wodrich (also known as Charles William Wodrich) (CRD:  2715728, Goodyear, AZ). Evidently, Hornor Townsend Kent LLC terminated the securities broker for cause, and investors filed disputes about him. Allegedly, Wodrich engaged in unauthorized trading and made unauthorized communications with clients regarding securities business. […]

Soreide Law Group is investigating possible investor claims against securities broker Daniel Lauletta AKA Daniel James Lauletta [CRD#: 2659123, Cleveland, OH]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for MSI Financial Services. Evidently, investors allege sales practice violations in these disputes, including […]

Soreide Law Group is investigating possible investor claims against securities broker Megurditch Mike Patatian [CRD#: 4047060, Westlake Village, CA]. Patatian worked for (1) Supreme Alliance LLC from 2020-2021; (2) Western International Securities from 2013-2020; and (3) CUSO Financial Services LP from 2004-2013. Specifically, Financial Industry Regulatory Authority (FINRA) aims to bar Good as a securities […]

Soreide Law Group is investigating possible investor claims against securities broker Thomas Wilson Murray [CRD#: 1186933, Pasadena, California]. Specifically, FINRA BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Wachovia Securities, First Union Securities, and Morgan Stanley. Evidently, one or more clients allege sales practice violations in these disputes, […]

Soreide Law Group is investigating possible investor claims against securities broker Dana H. Davis [CRD#: 1707708, Boca Raton, Florida]. Specifically, FINRA BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Newbridge Securities Corporation, First Montauk Securities Corporation, and Gilford Securities. Evidently, one or more clients allege sales practice violations […]

Soreide Law Group is investigating possible investor claims against securities broker Gary Allen Didonna [CRD#: 1651306, Osprey, Florida]. Specifically, FINRA BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Prime Capital Services and Spire Securities. Evidently, one or more clients allege sales practice violations, including unsuitable recommendations. Here is […]