FINRA suspended securities broker Justin Ray Deiter [CRD: 5225102, Garden City, New York], and investors complained about him, according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Deiter worked for Spartan Capital Securities LLC from January 29, 2020, to September 28, 2023. Keep reading to find out more about Deiter’s disclosures. FINRA […]

FINRA suspended securities broker Richard Joseph Perlongo [CRD: 4913481, New York, New York], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Richard Perlongo has been registered with Spartan Capital Securities LLC since August 15, 2017. Investors should review the details below to learn more about disclosures involving this securities broker. FINRA […]

FINRA barred securities broker Joseph Edward O’Shea Jr. (also known as Joseph Edward Oshea Jr.) [CRD: 2805483, New York, New York], and investors complaint about him, based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. O’Shea worked for National Securities Corporation from July 21, 2009, to July 21, 2022, Arete Wealth Management […]

Investors potentially incurred losses because of securities broker Joseph Jemel Steward II [CRD: 3241331, New York, New York], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Joseph Steward worked for Spartan Capital Securities LLC from April 5, 2016, to August 11, 2022, and has been registered with PHX Financial Inc. since […]

The collapse of StraightPath Venture Partners has left thousands of investors navigating a complex court-ordered receivership. If you were directed into the "Scopely Silo"—a specific investment vehicle focused on the gaming giant Scopely, Inc.—by a broker at Spartan Capital, you may be eligible for significant legal recovery. ________________________________ Understanding the Scopely Silo The "Scopely Silo" […]

The securities litigation team at SecuritiesLawyer.com is investigating potential fraud and preparing an Atlas Fund lawsuit investigation. We are looking into Atlas Fund Management LLC and its placement agent, Spartan Capital Securities. We want to speak with investors who bought these specific private funds: The Investigation: Did Atlas Fund Own the Shares? Brokers marketed these […]

FINRA barred securities broker Harry Harper Warnick [CRD: 6916323, New York, New York], according to public information on FINRA BrokerCheck. Evidently, Warnick worked for Spartan Capital Securities LLC from December 13, 2022, to September 12, 2024. Read below to discover more about the disclosures involving Warnick. FINRA Barred Warnick For Failure To Comply With Investigation […]

FINRA barred securities broker Jordan Paul Meadow [CRD: 6116538, New York, New York] and an investor disputed his sales practices, according to disclosures on FINRA BrokerCheck. Meadow previously worked for Spartan Capital Securities LLC from July 27, 2018, to June 28, 2023, and before that, for Newbridge Securities Corporation from March 27, 2017, to July […]

Investors potentially experienced losses because of securities broker Shadi Taysir Barakat (also known as Sean Barakat) [CRD: 5031281, New York, New York], according to disclosures on FINRA BrokerCheck. Specifically, Shadi Barakat worked for Alexander Capital, L.P. in Red Bank, New Jersey, from October 21, 2022, to October 24, 2022, and Spartan Capital Securities LLC in […]