Investors potentially experienced sales practice violations due to securities broker Edmund Michael Iannelli [CRD: 2052704, Saddle Brook, New Jersey], according to publicly available information on FINRA BrokerCheck. Evidently, Edmund Iannelli has been registered with Ameriprise Financial Services LLC since November 8, 2019, and previously worked with Morgan Stanley in Paramus, New Jersey, from June 1, […]

Investors apparently complained about securities broker Atul Makharia [CRD: 5070762, Lexington, South Carolina], according to public information on FINRA BrokerCheck. Evidently, Makharia has been registered with Centaurus Financial Inc. since May 19, 2015, and also registered as an investment adviser representative with the same firm since April 29, 2024. Read on to learn more about […]

Investors potentially experienced sales practice violations due to securities broker Michael Christopher Rudio [CRD: 6322313, Atlanta, Georgia], according to public information on FINRA BrokerCheck. Rudio has worked for Purshe Kaplan Sterling Investments since August 11, 2021, and for Phase Line Capital LLC since July 12, 2021. Previously, he worked with LPL Financial LLC from August […]

Investors apparently complained about securities broker Yilun Liu (also known as Tom Liu) [CRD: 6834194, Irvine, California], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Liu joined Morgan Stanley on July 22, 2022. Prior to that, Liu worked at Wells Fargo Clearing Services LLC in Irvine, California, as both a […]

Investors potentially experienced sales practice violations because of securities broker Eric Scott Ruthman [CRD: 6281076, Atlanta, Georgia], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ruthman joined Purshe Kaplan Sterling Investments on August 11, 2021, and Phase Line Capital LLC on July 12, 2021. He previously worked for LPL Financial LLC in […]

Investors apparently complained about securities broker Edward Terral Hill (also known as Ed Hill) [CRD: 6008804, West End, North Carolina], according to disclosures on FINRA BrokerCheck. According to the regulator, Edward Hill has worked for LPL Financial LLC in North Carolina since March 1, 2018. Previously, he worked for Edward Jones from January 27, 2012, […]

Soreide Law Group is investigating possible investor claims against securities broker Evan A. Lunsford (CRD: 5756621, Terre Haute, Indiana). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for LPL Financial LLC. Supposedly, one or more individuals claim that Lunsford made unsuitable recommendations. Here […]

Soreide Law Group is looking into possible investor claims against securities broker David William Jack (CRD: 2415526, Paramus, New Jersey). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Morgan Stanley. Evidently, investors allege sales practice violations in these disputes, including that Jack […]

Morgan Stanley Clients Voice Problems With Suitability Of Securities Broker Michael Ralby's Transactions The investment loss recovery team at Soreide Law Group provides updates from time to time on securities brokers who are involved in investor disputes. The firm comes to you with a new update regarding securities broker Michael Bruce Ralby (CRD#: 1301072, Boca […]