FINRA suspended securities broker William David Miller [CRD: 4547912, Cary, North Carolina], and one or more investors complained about him, according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. William Miller worked for Osaic Wealth Inc. from January 24, 2025, to September 26, 2025, Osaic FS Inc. from December 27, 2018, to […]

Investors might have sustained losses due to financial advisor Jason Matthew Peroni (also known as Jay Peroni) [CRD: 2754901, Charleston, South Carolina], according to SEC Investment Adviser Public Disclosure. Specifically, Jason Peroni was registered with Faith Investor Services from September 14, 2023, through April 24, 2026. See below to discover more about disclosures involving Jason […]

Investors may have suffered financial losses related to securities broker Joshua Roy Belcher [CRD: 6106238, Wichita, Kansas], according to information disclosed through Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Belcher was affiliated with Edward Jones from September 27, 2012, through May 13, 2026. Continue reading to find out more about the disclosures involving Belcher and […]

Investors potentially experienced sales practice violations by securities broker David Nathan Cohen [CRD: 5083883, Yonkers, New York], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. David Cohen worked for Cetera Investment Services LLC from June 20, 2019, to December 10, 2025. Keep reading to find out more about the disclosures involving Cohen. […]

One or more investors potentially experienced sales practice violations due to securities broker John Larsen [CRD: 2700922, Scottsdale, Arizona], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. John Larsen worked with Raymond James & Associates Inc. from October 11, 2013, to May 24, 2021. He currently works with Raymond James Financial Services Inc. […]

If you’ve invested in American Strategic Investment Co. (formerly known as New York City REIT), there’s a good chance you’ve felt the sting of its poor performance. What was once sold as a promising investment in New York commercial real estate has become a financial headache for many. Here’s a breakdown of what’s been happening […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Thomas Reyes (also known as Thomas Reyes Jr., Tom Reyes Jr.) [CRD: 3168338, La Vista, Nebraska]. Reyes was previously registered as a broker and investment adviser, working for firms such as Raymond James Financial Services Inc., and NEXT Financial Group Inc. Recent regulatory actions […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Ryan T. Murphy (CRD: 4332032, Savannah, Georgia). Murphy was registered with Truist Investment Services Inc. from February 2006 to May 2024. Recent regulatory actions have resulted in a permanent bar from the securities industry following allegations related to misconduct and failure to comply with […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker David Scott Lerner (CRD#: 1883553, Hauppauge, New York). Lerner has over 33 years of experience in the securities industry and has been associated with multiple firms, including Madison Global Partners LLC and Network 1 Financial Securities Inc. Recent disclosures highlight regulatory actions and client […]