Soreide Law Group is reviewing potential investor claims on behalf of individuals who incurred losses from the actions of Robert Charles Starnes [CRD#: 1429794, Wauwatosa, Wisconsin]. Evidently, Starnes was previously registered as both a financial advisor and securities broker with SA Stone Wealth Management Inc. from December 6, 2019, to May 16, 2023. To understand […]

Soreide Law Group is currently investigating potential claims on behalf of investors who may have incurred financial losses due to the actions of Thomas Simpson (also known as Phillip Simpson) (CRD: 5335897, Clifton, TX). Specifically, Simpson worked for Farmers Financial Solutions, LLC in Clifton, TX, from July 30, 2007, to March 28, 2023. Notably, FINRA […]

Soreide Law Group is presently investigating potential claims on behalf of investors who lost money due to Ronald Joseph Sagasser (also known as Ron Sagasser) (CRD: 5400879, Miamisburg, Ohio). Notably, Sagasser worked for W&S Brokerage Services, Inc. from May 11, 2018, to July 18, 2022. Evidently, FINRA sanctioned Sagasser on July 6, 2023. Moreover, Sagasser […]

Soreide Law Group is conducting an investigation on behalf of investors who have incurred losses potentially due to the actions of securities broker Kevin Cory (CRD: 1716966, New York, New York). Specifically, Cory worked for R. F. Lafferty & Co., Inc. from August 15, 2017, to February 10, 2022. Particularly, the Financial Industry Regulatory Authority […]

Soreide Law Group is currently investigating potential claims on behalf of investors who have incurred losses due to James Floyd Garraway III (also known as Trey Garraway) (CRD: 7132872, Hattiesburg, Mississippi). Garraway worked for Thrivent Investment Management Inc. from November 15, 2019, to January 12, 2022. Specifically, FINRA sanctioned him for alleged forgery and record-keeping […]

Soreide Law Group is currently investigating potential claims on behalf of investors who may have experienced financial losses due to dealings with securities broker Christopher John Passero (CRD: 2517681, Hurricane, West Virginia). Specifically, Passero is registered with Money Concepts Capital Corp and Money Concepts Advisory Service, both located in Hurricane, WV. He has been registered […]

Soreide Law Group is investigating possible investor claims against William Novack (also known as Bill Novack) (CRD: 1181334, Monticello, Indiana). Evidently, FINRA sanctioned the securities broker, who worked for CFD Investments Inc. and Cambridge Investment Research Inc. Allegedly, Novack failed to testify when FINRA investigated the securities broker for possible FINRA rule violations. Here is […]

Soreide Law Group is investigating possible investor claims against securities broker Kevin Nevin AKA Kevin Mark Nevin [CRD#: 2460059, Edina, MN]. Notably, FINRA sanctioned the securities broker, who worked for Dempsey Lord Smith LLC. Allegedly, Nevin failed to respond to FINRA’s request for information. Here is a brief summary FINRA’s allegations against Nevin. FINRA Sanctions […]