Investors have come forward with complaints about securities broker Pat Russi (also known as Praxedes Russi) (CRD:  2588105, Garden City, NY). Evidently, the securities broker, who worked for Worden Capital Management LLC, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, one or more investors allege that Russi churned accounts, charged excessive commissions, […]

Soreide Law Group is investigating possible investor claims against securities broker Ignacio Ordonez (CRD:  5262904, San Antonio, TX). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for BBVA Securities Inc. Evidently, one or more investors alleged that Ordonez made unsuitable recommendations. Here is […]

Soreide Law Group is investigating possible investor claims against securities broker Robert Mehlin (also known as Robert Charles Mehlin Jr.) (CRD:  736694, Fairfield, NJ). Evidently, Coastal Equities Inc. terminated the securities broker for cause following FINRA sanctions. Here is a brief summary of the disclosures concerning this securities broker. Coastal Equities Inc. Disaffiliates With Robert […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Zach Hansen (also known as Zachary Hansen) (CRD:  5553180, Denver, CO). Not only has FINRA sanctioned Hansen for False Records Or Books, but investors disputed the sales practices of the securities broker. However, Hansen denies the allegations. Read on to learn more about […]

Soreide Law Group is investigating possible investor claims against securities broker Brent Devon Hablutzel (CRD:  4749339, Greenwood Village, CO). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Merrill Lynch Pierce Fenner Smith Incorporated. Evidently, one or more investors alleged that Hablutzel engaged […]

Investors have come forward with complaints about securities broker James Baroutas (CRD:  1252613, New York, NY). Evidently, the securities broker, who worked for B. Riley Wealth Management, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, B. Riley Wealth Management clients allege that Baroutas engaged in unauthorized trading. For more on these disclosures […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker John Charles Barnes (CRD:  862738, Naples, FL). Not only has FINRA sanctioned Barnes for unauthorized trading, but investors disputed the sales practices of the securities broker. However, Barnes denies the allegations. Read on to learn more about the allegations against Barnes. FINRA Issues […]

Investors have come forward with complaints about securities broker Victor Sibilla [CRD: 1783361, Boca Raton, Florida]. Evidently, the securities broker, who worked for Westpark Capital Inc., disclosed client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. For more on these disclosures about Sibilla, see below. Westpark Capital Inc. Investor Accused Victor Sibilla Of Unauthorized Transactions […]

Investors have come forward with complaints about securities broker Joseph Lawrence Peggs (also known as Larry Peggs) [CRD: 1219721, Seminole, Florida]. Evidently, the securities broker, who worked for Ameriprise Financial Services LLC, disclosed client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. For more on these disclosures about Peggs, see below. Estate Accuses Joseph Peggs […]