Investors have come forward with complaints about Kumail Abbas (also known as Ken Abbas) (CRD: 5722935, Melville, New York). Particularly, the securities broker, who worked for Laidlaw Company (UK) Ltd., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Laidlaw Company (UK) Ltd. clients allege that Abbas engaged in excessive trading, charged excessive […]

Soreide Law Group is investigating possible investor claims against John Griner (also known as John Frederick Griner) (CRD: 1024669, Athens, Georgia). Notably, FINRA sanctioned the securities broker, who worked for Morgan Stanley. Allegedly, Griner engaged in discretionary trading. Here is a brief summary of FINRA’s allegations against Griner. However, please note that Griner denies the […]

Soreide Law Group is investigating possible investor claims against Delio Londono (also known as Del Londono) (CRD: 2695744, La Crescenta, California). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Sagepoint Financial Inc. Notably, investors allege sales practice violations in these disputes, including […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Corey Johnson (also known as Corey Alexander Johnson) (CRD: 5752206, Melville, New York). Notably, FINRA sanctioned Johnson for discretionary trading. However, Johnson denies the allegations. Read on to learn more about the allegations against Johnson. FINRA Sanctions Corey Johnson For Discretionary Trading Evidently, […]

Soreide Law Group is investigating possible investor claims against Arthur Obermeier (also known as Arthur Obermeier and Art Obermeier) (CRD: 350245, Boulder, Colorado). Notably, FINRA sanctioned the securities broker, who worked for LPL Financial LLC. Allegedly, Obermeier engaged in unauthorized trading. Here is a brief summary of FINRA’s allegations against Obermeier. Although, keep in mind […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Miche Jean (also known as Miche D. Jean) [CRD: 5918186, Rockville, MD]. Not only has FINRA sanctioned Jean for unauthorized transactions, but investors complained about the securities broker. However, Jean denies the allegations. Read on to learn more about the allegations against Jean. […]

Soreide Law Group is investigating possible investor claims against securities broker Joel Kichline (also known as Joel Paul Kichline) [CRD: 1416219, Frontenac, MO. Notably, Stifel Nicolaus Company Incorporated permitted Joel Kichline to resign amid allegations of his misconduct. Supposedly, Kichline possibly engaged in discretionary trading. Here is a brief summary of Stifel Nicolaus Company Incorporated’s […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Alan Feigenbaum (also known as Alan Scot Feigenbaum) [CRD: 3132230, Boynton Beach, FL]. Not only has FINRA sanctioned Feigenbaum for discretionary trading, but investors complained about the securities broker. However, Feigenbaum denies the allegations. Read on to learn more about the allegations against […]

Soreide Law Group is investigating possible investor claims against securities broker Chip Wodrich (also known as Charles William Wodrich) (CRD:  2715728, Goodyear, AZ). Evidently, Hornor Townsend Kent LLC terminated the securities broker for cause, and investors filed disputes about him. Allegedly, Wodrich engaged in unauthorized trading and made unauthorized communications with clients regarding securities business. […]