Investors apparently complained about securities broker Travis Price Alexander [CRD: 5504338, Long Beach, California], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Alexander worked for Raymond James Financial Services Inc. from February 12, 2016, to August 2, 2024. Read below to find out more about the disclosures involving Alexander. […]

One or more investors possibly experienced losses because of securities broker Marco Oreamuno [CRD: 4903418, Miami, Florida], based on disclosures on FINRA BrokerCheck. Oreamuno has worked for Bolton Global Capital since January 23, 2019, and Bolton Global Asset Management since March 11, 2019. Previously, he worked at Morgan Stanley in Miami, Florida, from September 10, […]

Investors reportedly complained about securities broker Larry Ovadia Cohen [CRD: 3191796, New York, New York], based on public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Cohen has worked for Dominari Securities LLC since March 4, 2024, and previously worked for Aegis Capital Corp. from May 1, 2018, to April 3, 2024. Keep […]

Investors potentially experienced sales practice violations due to securities broker Michael Barry Lipschutz [CRD: 2824722, Rochester, New York], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Lipschutz worked for UBS Financial Services Inc. from September 10, 2012, to April 18, 2022. Read on to learn more about the disclosures concerning Lipschutz. Client […]

Investors apparently complained about securities broker Marilyn Shereen Hoosen [CRD: 4639441, Alexandria, Virginia], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Hoosen worked for Merrill Lynch from August 19, 2016, to June 11, 2025, before joining Stifel Independent Advisors LLC on June 10, 2025. Read on to learn more about Hoosen’s disclosures […]

FINRA barred securities broker Carlton Fletcher [CRD: 2455798, New York, New York], based on disclosures found on FINRA BrokerCheck. Evidently, Fletcher worked for Dinosaur Financial Group, L.L.C. from January 4, 2010, to April 11, 2024. Keep reading to discover more about Fletcher’s disclosures. FINRA Sanctioned Fletcher For Refusing To Provide Documents On January 24, 2025, […]

FINRA brought a complaint against securities broker Nana Kwame Kwakye-Bissah [CRD: 7044974, Washington, District of Columbia], based on disclosures found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Kwakye-Bissah worked for LPL Financial LLC from July 27, 2023, to October 7, 2024; Fidelity Brokerage Services LLC from May 14, 2020, to June 10, 2023; and […]

FINRA Department of Enforcement brought a Complaint against securities broker Ali F. Chehab [CRD: 7625979, Portland, Oregon], based on public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Chehab worked for Merrill Lynch from July 24, 2023, to August 9, 2024. Keep reading to find out more about Chehab’s regulatory disclosures and investor […]

Investors reportedly complained about securities broker Barry Luther Buchholz (also known as Barry Bucholz) [CRD: 1583582, Cedar Rapids, Iowa], according to disclosures on FINRA BrokerCheck. Evidently, Buchholz worked for LPL Financial LLC from October 11, 2021, to November 29, 2024; Private Client Services LLC from April 25, 2018, to October 7, 2021; and Cambridge Investment […]