Investors might have sustained losses due to securities broker Joshua Shipley [CRD: 6631027, New York, New York], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Shipley joined Dominari Securities LLC on April 13, 2023. Before that, he worked at Revere Securities LLC from January 20, 2021 to April 12, 2023. Read on […]

Investors might have sustained losses due to securities broker Robert Hill (also known as Bob Hill) [CRD: 2268971, Westport, Connecticut], according to disclosures on FINRA BrokerCheck. Hill works for Saxony Securities Inc. and Rose Capital Advisors LLC, both in Westport, Connecticut, having joined those firms on June 23, 2025, and July 10, 2025, respectively. Previously, […]

Investors might have sustained losses because of securities broker Daniel Isreal Schapiro (also known as Dan Schapiro) [CRD: 2335244, New York, New York], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Schapiro joined Dominari Securities LLC on March 1, 2024. Previously, he worked at Aegis Capital Corporation from August 15, 2017 to March […]

Investors potentially experienced sales practice violations due to securities broker Aubrey Dexter Parker [CRD: 2454088, Stone Mountain, Georgia], according to publicly available information on FINRA BrokerCheck. Parker worked for Wells Fargo Clearing Services LLC from December 15, 2010 to July 14, 2025. Below, you can learn more about the disclosures involving Parker, including investor complaints […]

Investors may have incurred losses due to securities broker Joseph Pierre Barreca Jr. (also known as Joe Barreca) [CRD: 3276048, Metairie, Louisiana], according to public information reported on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Barreca worked for Infinex Investments Inc. from July 1, 2016 to January 22, 2021, and for First Horizon Advisors Inc. from […]

Investors might have sustained losses because of securities broker Danny Kay Davis [CRD: 853374, Omaha, Nebraska], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Davis worked for Stifel Nicolaus Company Incorporated from March 5, 2009 to June 24, 2025. Read on to know more about the nature of the investor […]

Investors potentially experienced sales practice violations because of securities broker Gary Lee Leavitt [CRD: 712745, Whiting, Indiana], according to disclosures on FINRA BrokerCheck. Gary Leavitt worked for American Trust Investment Services Inc. from June 8, 2021 to February 14, 2025; McDermott Investment Services LLC from December 7, 2018 to October 22, 2020; and previously from […]

Investors may have incurred losses because of securities broker Michael Walden Brinton (also known as Mike Brinton) [CRD: 1565431, Brentwood, Tennessee], according to public information reported on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Brinton worked for Zermatt Securities Inc. from November 14, 2019 to November 10, 2020, and Cary Street Partners from February 12, 2016 […]

Investors reportedly complained about securities broker Eyal Farag (also known as Al Farag and as Alan Farag) [CRD: 3072211, Melville, New York], based on disclosures on FINRA BrokerCheck. Eyal Farag worked for Aegis Capital Corp. from September 8, 2014 to January 20, 2023. See the following information to know more about the securities broker’s disclosures. […]