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January 20, 2024
Gary Costello Disclosed Oppenheimer Client’s Suitability Dispute

Soreide Law Group is examining potential claims for investors who may have suffered financial setbacks involving Gary Costello [CRD: 6117388, Boca Raton, Florida]. Evidently, he joined Aegis Capital Corp. in Boca Raton, Florida on September 11, 2023. Prior associations of Costello include Truist Advisory Services Inc. and Oppenheimer Co. Inc. This article outlines information about […]

January 19, 2024
Delio Londono Involved In Sagepoint Client Disputes

Soreide Law Group is presently reviewing potential claims on behalf of investors who have suffered losses potentially attributed to Delio Eduardo Londono [CRD: 2695744, La Crescenta, California]. Evidently, he worked for SagePoint Financial Inc. from May 6, 2010, to September 16, 2020. On FINRA BrokerCheck, Londono disclosed multiple allegations outlined below. Sagepoint Financial Investor Alleged […]

November 29, 2023
FINRA Issued Permanent Bar To Sean Pong

Soreide Law Group is actively investigating claims on behalf of individuals who have suffered financial losses due to the actions of Sean Pong, also known as Syany Pong [CRD#: 2406530, Los Alamitos, California]. Sean Pong's professional background includes a tenure at U.S. Bancorp Investments Inc., where he was registered from October 19, 2012, to September […]

November 21, 2023
FINRA Issues Sanction To Michael May

Soreide Law Group is currently conducting an investigation on behalf of investors who have suffered losses investing with securities broker Michael James May [CRD#: 4712287, New York, NY]. Evidently, May joined VCS Venture Securities on October 4, 2021. He previously worked for Joseph Stone Capital LLC. May's practices have recently come under scrutiny by FINRA. […]

November 19, 2023
Joseph LaScala Disclosed Aegis Client Dispute, FINRA Sanctions

Soreide Law Group is conducting an investigation on behalf of investors who have suffered losses investing with securities broker Joseph Brian LaScala Jr. (also known as Joe LaScala) [CRD#: 3070261, Melville, New York]. Evidently, LaScala joined Aegis Capital Corp on February 29, 2012, and previously worked with GunnAllen Financial. He was involved in several client […]

November 14, 2023
JP Morgan Investor Disputes Gregory Miller

Soreide Law Group is currently conducting an investigation into potential claims on behalf of investors who may have suffered losses due to the actions of securities broker and financial advisor, Gregory Miller (also known as Greg Miller) [CRD#: 5390510, Murray, Utah]. Notably, Gregory Miller faced investor suitability and unauthorized trading complaints concerning his activities at […]

November 8, 2023
RBC Clients Complain About Broker Brian Wurdemann

Soreide Law Group is currently investigating potential claims on behalf of individuals who have suffered losses invested with registered broker and investment adviser, Brian M. Wurdemann (CRD#: 4206425, New York, NY). Notably, Wurdemann worked with RBC Capital Markets LLC in New York, NY from May 4, 2017, to May 5, 2022, and with UBS Financial […]

November 7, 2023
FINRA Fines NSC Securities Broker Andrew Edenbaum

Soreide Law Group is conducting an investigation into potential claims on behalf of investors who may have incurred financial losses due to the actions of securities broker Andrew Benjamin Edenbaum [CRD#: 3040543, Boca Raton, Florida]. Edenbaum worked for A.G.P. / Alliance Global Partners from October 2020 to March 2022 in Boca Raton, FL. He also […]

October 2, 2023
FINRA Issues Indefinite Bar To Jonathan Way

Soreide Law Group is currently investigating potential claims on behalf of investors who may have suffered financial losses due to the actions of Jonathan Walter Way (also known as Way Walter Jonathan) (CRD: 1126849, Napa, California). Notably, he was employed with Wedbush Securities Inc. from September 23, 2002, to August 18, 2022. Evidently, Way has […]

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