Investors might have sustained losses because of securities broker Michael Scott Barrows [CRD: 2933260, Irvine, California], according to disclosures on FINRA BrokerCheck. Evidently, Barrows joined M Stevens Securities LLC and M Stevens Wealth Advisors LLC, both located in Irvine, CA, on June 9, 2023, and April 4, 2018, respectively. He previously worked for Kingswood Capital […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Matthew Thomas Mierzycki [CRD: 6102769, Round Rock, Texas], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Mierzycki worked for Edward Jones from September 14, 2012, to November 11, 2021, and joined Ameriprise Financial Services LLC […]

Investors might have sustained losses because of securities broker John Calderwood Starke Sr. [CRD: 3154774, Mechanicsville, Virginia], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Starke worked for Centaurus Financial Inc. from June 26, 2015, to January 2, 2024. Continue reading to learn more about Starke's disclosures. Centaurus Financial Inc. Investor Accused […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Joe David Gainer Jr. [CRD: 4517367, Marianna, Florida], given the disclosures on FINRA BrokerCheck. Evidently, Joe Gainer worked for Wells Fargo Clearing Services LLC from November 10, 2016, to June 15, 2022. Keep reading to learn more about […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Darren Nickolas Ting [CRD: 6814035, Cleveland, Ohio], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Darren Ting worked for J.P. Morgan Securities LLC from March 12, 2021, to March 2, 2022, and previously for Merrill […]

Soreide Law Group is looking into possible investor claims on behalf of those who incurred losses through securities broker Robert James Rumley III [CRD: 4474706, Atlanta, Georgia]. Evidently, Rumley worked for Morgan Stanley from May 26, 2011, to October 8, 2021. Continue reading to learn more about Rumley's disclosures. Morgan Stanley Investor Accused Rumley Of […]

Investors potentially experienced investment losses through securities broker Jeffrey Allen Russell (also known as Jeffrey Russell and Jeffrey Russell) [CRD: 2516610, Newport Beach, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Russell was previously registered with Morgan Stanley from May 19, 2010, to June 16, 2021. To understand more about Russell's […]

Some investors have potentially experienced damages because of securities broker Forrest Addington Wester (also known as Forrest Wester) [CRD: 2559502, Midland, Texas], according to regulatory sanctions and investor disputes disclosed on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Wester was previously registered as a financial advisor and securities broker, with his last registration at Wells […]

Investors might have faced financial losses due to securities broker Donald DePiro [CRD: 3095140, Melville, New York], as indicated by disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. DePiro joined UBS Financial Services Inc. in Melville, NY, on February 18, 2021. Prior to this, he worked for Merrill Lynch Pierce Fenner Smith Incorporated in Riviera […]