Investors potentially incurred losses because of securities broker Stephen Glover Parks [CRD: 5074732, Dallas, Texas], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Stephen Parks worked for Skystone Securities LLC from June 12, 2020, to December 24, 2025. See below to discover more about the disclosures involving Stephen Parks. FINRA Sanctioned Parks For […]

Investors potentially incurred losses because of securities broker Brady Thomas Lipp [CRD: 1359835, Milpitas, California], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Brady Lipp worked for Great Point Capital LLC from February 20, 2021, to April 9, 2025, and has been registered with NI Advisors since April 10, 2025. […]

Investors apparently complained about securities broker Richard Francis Simonitis Jr. [CRD: 2263459, North Royalton, Ohio], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Richard Simonitis has been registered with LPL Financial LLC since February 26, 2007, as a broker and since February 27, 2007, as a financial advisor. See the following information to […]

Financial Industry Regulatory Authority (FINRA) barred securities broker Lyhen Fiallo (also known as Lyhen Hernandez) [CRD: 4579582, Hialeah, Florida], based on public information located on FINRA BrokerCheck. Lyhen Fiallo worked for PFS Investments Inc. from April 24, 2020, to December 31, 2024. Investors are encouraged to continue reading to find out more about this broker’s […]

Investors might have sustained losses due to securities broker Mahmoud Elawadi (also known as Mahmoud El Awadi) [CRD: 5319152, Orlando, Florida], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Mahmoud Elawadi worked for Wells Fargo Clearing Services LLC from February 28, 2019, to January 20, 2026. Read on to discover […]

Investors have reportedly disputed the sales practices of securities broker James George Witkowski [CRD: 4221931, Liberty, Missouri], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Witkowski has worked for Cetera Advisors LLC since December 10, 2009, and later became registered with Cetera Investment Advisers LLC on March 21, 2024, after previously […]

FINRA barred securities broker Derek Lee Copeland [CRD: 4347572, Charlotte, North Carolina], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Copeland worked for LPL Financial LLC from March 5, 2020, to January 30, 2023, where he was registered as a securities broker and investment adviser representative. Investors should continue reviewing the information below […]

Investors might have sustained losses due to securities broker Scott Francis Droskie [CRD: 2954696, St. Joseph, Michigan], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Scott Droskie worked for Wells Fargo Clearing Services LLC beginning on May 4, 2018, and Wells Fargo Advisors starting on May 8, 2018, both based in […]

Investors have reportedly disputed the sales practices of securities broker Debra L. Biosca (also known as Debra Rathje) [CRD: 4584010, Arlington Heights, Illinois], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Biosca worked for Arkadios Capital from September 4, 2019, to August 18, 2025, and previously worked for Triad Advisors LLC from […]