The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Steven M. Netzel (also known as Steve Netzel) (CRD: 2863170, Chandler, Arizona). Not only has FINRA sanctioned Netzel for unsuitable recommendations, but one or more investors disputed the sales practices of the securities broker. However, Netzel denies the allegations. Read on to learn […]

Investors have come forward with complaints about Hagop Jack Nalbandian (CRD: 2921246, Encino, California). Evidently, the securities broker, who worked for Western International Securities Inc., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Particularly, Western International Securities Inc. clients allege that Nalbandian was negligent and made unsuitable recommendations. For more on these disclosures […]

Soreide Law Group is investigating possible investor claims against securities broker Fermin Alberto Mesina (CRD: 4619199, Chula Vista, California). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Infinex Investments Inc. Supposedly, one or more individuals claim that Mesina overconcentrated accounts in certain […]

Soreide Law Group is investigating possible investor claims against securities broker Chay Thomas Lapin (CRD: 6275140, Torrance, California). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Wealthforge Securities LLC. Supposedly, one or more individuals claim that Lapin breached a fiduciary duty and […]

Soreide Law Group is investigating possible investor claims against securities broker Joshua Aaron Green (also known as Josh Green) (CRD: 4970616, New Port Richey, Florida). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Cetera Investment Services LLC. Supposedly, one or more individuals […]

Soreide Law Group is investigating possible investor claims against securities broker Jeffrey Scott Graves (also known as Jeff Graves) (CRD: 1398578, Addison, Texas). Evidently, FINRA sanctioned the securities broker, who worked for FFEC Wealth Partners LLC. Allegedly, Graves failed to supervise. Here is a brief summary of FINRA’s allegations against Graves. Jeffrey Graves Suspended By […]

The Financial Industry Regulatory Authority (FINRA) reports important information about Gary Mark Goldberg (CRD: 223919, Fishkill, New York). Not only has FINRA sanctioned Goldberg for unsuitable recommendations, but one or more investors disputed the sales practices of the securities broker. However, Goldberg denies the allegations. Read on to learn more about the allegations against Goldberg. […]

Soreide Law Group is investigating possible investor claims against securities broker Jonathan Michael Ebel (CRD: 5902719, Melville, New York). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Laidlaw Company (Uk) Ltd. Supposedly, one or more individuals claim that Ebel made unsuitable recommendations […]

Soreide Law Group is investigating possible investor claims against securities broker Teresa Watkins Douberly (also known as Sharlene Douberly) (CRD: 2477566, Boca Raton, Florida). Evidently, FINRA sanctioned the securities broker, who worked for Aegis Capital Corporation. Allegedly, Douberly failed to supervise. Here is a brief summary of FINRA’s allegations against Douberly. FINRA Suspends Teresa Douberly […]