Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Laura Beth Barnes (CRD#: 4482198, Winterset, Iowa). Barnes previously worked for Moloney Securities Co. Inc. from July 2012 to December 2024 and for Eagle One Investments LLC from July 2005 to July 2012. Recent disclosures highlight regulatory actions against Barnes concerning violations of Regulation […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Kim Ray Kunz (CRD#: 718618, Atascadero, California). Kunz was previously registered with WestPark Capital Inc. from November 2017 to January 2025, and has worked at several other firms throughout his 44-year career in the securities industry. Recent disclosures highlight regulatory actions and client disputes […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Justin Y. Gerow (CRD: 4435995, Punta Gorda, Florida). Gerow was previously registered as a broker and investment adviser. His most recent employment was with LPL Financial LLC from January 2023 to May 2023, following a 21-year tenure at PFS Investments Inc. from 2001 to […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Janine Lynn Ledbetter (also known as Janine Lynn Evans) [CRD: 5653943, Vancouver, Washington]. Ledbetter was previously registered as both a broker and an investment adviser, working with Cetera Advisors LLC from 2014 to 2022. Recent disclosures raise concerns regarding Ledbetter’s professional conduct, including allegations […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker James Cabourne Blaszyk (CRD: 5364851, Boca Raton, Florida). Blaszyk has been registered with Wells Fargo Clearing Services LLC since April 10, 2008, and Wells Fargo Advisors since April 15, 2008. Recent disclosures reveal concerns regarding Blaszyk’s investment recommendations, including a pending client dispute alleging […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Gene Tulley West Jr. (CRD: 1569050, Greenwood Village, Colorado). West has been registered with RBC Capital Markets LLC since March 2, 1998, and has over 38 years of experience in the securities industry. Recent disclosures reveal concerns about West’s conduct, including allegations of unsuitable […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker David Scott Lerner (CRD#: 1883553, Hauppauge, New York). Lerner has over 33 years of experience in the securities industry and has been associated with multiple firms, including Madison Global Partners LLC and Network 1 Financial Securities Inc. Recent disclosures highlight regulatory actions and client […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker David Francis LaGrange (also known as David LaGrange) [CRD: 4200976, Winterset, Iowa]. LaGrange has been registered with Moloney Securities Co. Inc. since July 31, 2012, and has over 24 years of experience in the securities industry. Recent disclosures reveal concerns about LaGrange’s conduct, including […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Darren Robert Grossman (CRD#: 5762586, Bala Cynwyd, Pennsylvania). Grossman has been registered with Centaurus Financial Inc. since March 21, 2017. Previously, he was associated with MSI Financial Services Inc. from January 2011 to March 2017. Recent disclosures reveal concerns about Grossman’s conduct, including allegations […]