Investors possibly experienced losses because of securities broker Robert Frederick Blake [CRD: 22955, Greenwood Village, Colorado], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Robert Blake worked for Cambridge Investment Research Inc. from November 19, 2012, to December 31, 2018. Here’s an overview of the securities broker’s disclosures. Cambridge Investment Research Inc. […]

Investors potentially sustained damages through securities broker Ricki Jay Silverman [CRD: 1219439, Fort Lauderdale, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Silverman worked for Morgan Stanley from October 20, 2011, to July 8, 2022. Below, you’ll find a summary of the securities broker’s disclosures. Morgan Stanley Investor Accused Silverman Of […]

Investors possibly experienced losses because of securities broker Randy Carter Cox [CRD: 2544998, Hudson Oaks, Texas], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Cox joined OSAIC Wealth Inc. on November 3, 2023, and previously worked for FSC Securities Corporation from October 28, 1994, to November 3, 2023. Here’s an overview of Cox’s […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Peter Frederick Reinecke [CRD: 2085940, Saint Louis, Missouri], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Peter Reinecke worked for Saxony Securities Inc. from September 10, 2012, to December 31, 2022. The following information concerns […]

Investors potentially sustained damages through securities broker Mark William Just [CRD: 1138738, Indianapolis, Indiana], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Mark Just worked for Triad Advisors LLC from January 26, 2004, to June 18, 2021. The following information concerns the securities broker’s disclosures. Triad Advisors LLC Investor Accused Just Of […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Marc David Drew [CRD: 4659088, Salt Lake City, Utah], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Marc Drew joined Equitable Advisors LLC on April 9, 2012. Here’s an overview of the securities broker’s disclosures. […]

Investors possibly experienced losses because of securities broker Kultar Singh Bindra (also known as Sid Bindra) [CRD: 6147537, Tampa, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Kultar Bindra joined Truist Investment Services Inc. on February 17, 2021, and Truist Advisory Services Inc. on February 17, 2021. Below, you’ll find a […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Joshua Leon Jenkins [CRD: 6061301, Mechanicsburg, Pennsylvania], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Joshua Jenkins worked for Northwestern Mutual Investment Services LLC from January 28, 2013, to December 20, 2023. Keep reading to […]

Investors possibly experienced losses because of securities broker Jeffry Neal Carel (also known as Jeff Carel) [CRD: 4935789, Edmond, Oklahoma], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Jeffry Carel worked for JP Morgan Securities LLC from October 1, 2012, to October 25, 2023, before his current employment with Wells Fargo Clearing […]