Investors might have sustained losses due to securities broker Sandeep Shrivastava [CRD: 5003823, Southlake, Texas], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Shrivastava has worked for TPEG Securities LLC since January 7, 2015. See the following information to discover more about Shrivastava’s disclosures. TPEG Securities LLC Investor Accused Shrivastava Of […]

Investors have reportedly disputed the sales practices of securities broker Dennis Bruce Lerner (also known as Denny Lerner) [CRD: 1007397, Big Rapids, Michigan], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Lerner worked for Cambridge Investment Research Inc. from April 26, 2011, to December 3, 2021. Read on to learn more about Lerner’s […]

Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors related to sales of Inspired Senior Living of San Marcos DST. This investment is a private-placement Delaware Statutory Trust formed to acquire and operate senior housing real estate and was offered to accredited investors seeking passive income […]

Investors potentially experienced sales practice violations by securities broker Stephen Giannantonio (also known as Steve Gannantaonio) [CRD: 2309181, New York, New York], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Giannantonio has been registered with Aegis Capital Corp. since June 17, 2013. Investors are encouraged to continue reading to find out […]

Investors apparently complained about securities broker Shawn Christian Everett [CRD: 4653270, Estero, Florida], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Everett worked for Cetera Advisor Networks LLC from August 1, 2014, to December 12, 2023, and Cetera Investment Advisers LLC from May 12, 2023, to December 12, 2023, and he […]

Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors. Inspired Senior Living of North Haven DST is a Delaware Statutory Trust (DST) private placement offering structured as an equity investment under Regulation D, often marketed as a passive real estate opportunity and in some cases as […]

Investors might have sustained losses due to securities broker Thomas Christophe Prentice [CRD: 874774, Rancho Mirage, California], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Thomas Prentice has been registered with RBC Capital Markets LLC since January 6, 2016. Keep reading to find out more about Thomas Prentice’s disclosures. RBC Capital […]

Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors concerning Inspired Senior Living of Mequon DST. Specifically, Inspired Senior Living of Mequon DST is a Delaware Statutory Trust (DST) real estate offering structured to sell beneficial interests to investors, often in connection with 1031 exchanges. There […]

Investors potentially experienced sales practice violations by securities broker Roy Alvin Williams Sr. [CRD: 1069297, Stratford, Connecticut], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Roy Williams worked for Center Street Securities Inc. from October 27, 2016, to August 7, 2023, and Center Street Advisors Inc. from March 6, 2017, to […]