Investors apparently complained about securities broker David Joseph Perrotto [CRD: 4960240, Webster, New York], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. David J. Perrotto worked for Cetera Advisors LLC from March 1, 2012, to November 3, 2025, and Cetera Investment Advisers LLC from March 22, 2024, to November 3, 2025, […]

Investors might have sustained losses due to securities broker Eugene Boyd Thomas (also known as Gene Thomas) [CRD: 2065557, Lexington, Oklahoma], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Thomas has worked for MML Investors Services LLC as a broker and investment adviser since March 25, 2017. Investors should continue reviewing this […]

Investors potentially experienced sales practice violations by securities broker Jeffrey Seth Morrison [CRD: 3200399, Livingston, New Jersey], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jeffrey Morrison has worked with LifeMark Securities Corp. since February 18, 2005, as a broker, and since September 11, 2009, as an investment adviser. Investors should […]

Investors potentially incurred losses because of securities broker James Patrick Doherty III [CRD: 859882, Trail Creek, Indiana], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Doherty has worked for Morgan Stanley beginning June 1, 2009, and remains registered with the firm. Continue reading to discover more about the disclosures involving this […]

Investors have reportedly disputed the sales practices of securities broker Austin Bowlin [CRD: 5674142, Portland, Oregon], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Austin Bowlin worked for Aurora Securities from April 27, 2021, to the present, and Secure Asset Management LLC from May 4, 2021, to the present, after previously […]

Investors potentially incurred losses because of securities broker Elijah Grant Goble [CRD: 6760147, Costa Mesa, California], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Goble worked for Merrill Lynch from April 13, 2017, to March 5, 2018, and has been registered with Citigroup Global Markets Inc. since March 26, 2018. Investors should […]

Investors might have sustained losses due to securities broker John Eric Suess [CRD: 1950146, Santa Rosa Beach, Florida], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Suess has worked for Stifel Nicolaus since January 23, 2014, where he is registered as both a broker and investment adviser. Readers should continue reviewing this […]

Investors potentially experienced sales practice violations by securities broker Nader M. Gandevani (also known as Ned Gandevani) [CRD: 2770412, Irvine, California], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gandevani worked for WestPark Capital Inc. from June 13, 2018, to March 6, 2020; Moloney Securities Co. Inc. from March 5, 2020, […]

FINRA fined and suspended securities broker Thomas Gregory Scheiman [CRD: 1508288, Parma, Ohio], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Scheiman worked for Independence Capital Co. Inc. beginning March 8, 1990, and later served as an investment adviser with the same firm starting April 1, 2003. Investors can see below to […]