Investors might have sustained losses due to securities broker and financial advisor Douglas Walter Campbell (also known as Doug Campbell) [CRD: 1157205, Greenwood Village, Colorado], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Campbell worked for Alpha Capital Family Office LLC from March 2020 to the present and previously worked for […]

Investors have reportedly disputed the sales practices of securities broker William David Olinger III (also known as Will Olinger) [CRD: 2289684, Gainesville, Florida], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Olinger worked for Valmark Securities Inc. from January 13, 1999, to February 28, 2025. Investors should review the information below to learn […]

Investors potentially experienced sales practice violations by securities broker Robert D. Alegria [CRD: 5978340, Miami, Florida], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Alegria has been registered with Morgan Stanley since January 12, 2015, as a securities broker and since January 14, 2015, as a financial advisor. See the following […]

Investors apparently complained about securities broker Robert Mark Pecha [CRD: 5579770, Chicago, Illinois], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Pecha has worked for Great Point Capital LLC since April 8, 2020, and previously worked for Primex from May 2, 2019, to April 20, 2020. Keep reading to find out more about […]

Investors potentially incurred losses because of securities broker William Lapiana (also known as Bill Lapiana) [CRD: 4580411, Hoboken, New Jersey], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Lapiana has been registered with Ausdal Financial Partners Inc. since June 21, 2024, and previously worked with Newbridge Financial Services Group Inc. and […]

Investors potentially experienced sales practice violations by securities broker Daniel Joseph McClory (also known as Dan McClory) [CRD: 1390780, Irvine, California], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. McClory worked for Boustead Securities LLC beginning July 25, 2016, later became registered with Sutter Securities Incorporated on November 27, 2019, registered […]

Investors potentially incurred losses because of securities broker Dustin Allen Smith [CRD: 2803156, Naples, Florida], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Smith worked for RBC Capital Markets LLC from April 1, 2015, to January 29, 2025, and he has been registered with Citizens Securities Inc. since January 17, 2025, […]

Investors might have sustained losses due to securities broker Ronald Stillman Cole [CRD: 1434325, San Mateo, California], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Cole worked for Colorado Financial Service Corporation from May 3, 2018, to February 5, 2020, Great Point Capital LLC from February 4, 2020, to March 18, […]

Investors have reportedly disputed the sales practices of securities broker Christopher Glenn Rogers [CRD: 4453653, Englewood, Colorado], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Rogers has been registered with Emerson Equity LLC since May 31, 2022, and with Ridgegate Advisors LLC since September 12, 2025; previously, he was registered with […]