Soreide Law Group is investigating potential investor claims involving possible sales practice violations by securities brokers and financial advisors in connection with Rising Phoenix Opportunity Fund IV LLC. Rising Phoenix Opportunity Fund IV was a private oil and gas investment that raised millions of dollars from investors seeking income, tax advantages, or exposure to the […]

Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors related to Texakoma Exploration Production LLC. Texakoma Exploration Production LLC is a private oil and gas investment offered through a Regulation D private placement, and it is significant because these offerings are frequently sold to investors seeking […]

Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors. The investigation concerns Permian Plains Properties LLC, a private oil and gas investment offered to investors through a Regulation D private placement. This investment is significant because it involves a relatively new energy issuer, substantial upfront fees, […]

Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors in connection with Epoch Fort Collins DST. Epoch Fort Collins DST is a Delaware Statutory Trust real estate investment that was marketed primarily to investors completing 1031 exchanges and seeking passive income and tax deferral. Adverse information […]

Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors related to S.T.L. Resources Drilling Fund D L.P. This investment is a private oil and gas drilling program sold through a Regulation D offering and tied to energy exploration and production activities. There is adverse information associated […]

Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors related to Southern Star Storage Montrose II DST. This investment is a private real estate offering structured as a Delaware statutory trust and was marketed to investors seeking income, diversification, or potential 1031 exchange benefits. Adverse information […]

Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors related to MRSC CO Aspen House DST. This investment is a private real estate offering that was marketed to investors seeking income and potential tax advantages through a 1031 exchange structure. In recent years, adverse information and […]

Investors potentially incurred losses because of securities broker Joseph Jemel Steward II [CRD: 3241331, New York, New York], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Joseph Steward worked for Spartan Capital Securities LLC from April 5, 2016, to August 11, 2022, and has been registered with PHX Financial Inc. since […]

Investors potentially experienced sales practice violations by securities broker Randall Duggan [CRD: 5559097, Lynden, Washington], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Randall Duggan worked for Moloney Securities Co. Inc. from January 29, 2016, to December 5, 2025, and Moloney Securities Asset Management LLC from February 23, 2016, to December 5, […]