Investors may have incurred losses due to securities broker Ramon Lynn Haile [CRD: 2010552, Hamilton, Texas], according to publicly available information reported on FINRA BrokerCheck. Haile has worked with Avantax Investment Services Inc. since December 18, 1989, and Avantax Advisory Services since November 16, 1990. Keep reading to understand more about the allegations reported about […]

Investors apparently complained about securities broker Harry Allan Horn [CRD: 1031140, Lutherville, Maryland], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Harry Horn worked for Lincoln Financial Advisors Corporation from June 4, 1982, to April 22, 2022. Below, you can learn more about the disclosures involving Harry Horn, including serious allegations […]

Investors potentially experienced sales practice violations because of securities broker Michael Castillo Campos [CRD: 5516057, Lexington, South Carolina], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Campos works with D.A. Davidson & Co. in Lexington, South Carolina, having joined the firm on October 24, 2022. Previously, Campos worked at Truist Advisory Services Inc. […]

One or more investors may have incurred losses due to securities broker James B. Dorney [CRD: 2997467, New Haven, Connecticut], according to publicly available information reported on FINRA BrokerCheck. James Dorney has worked with UBS Financial Services Inc. in New Haven and Milford, Connecticut, since March 27, 2009. See the following information to understand more […]

Investors might have sustained losses because of securities broker Christopher Todd Robinson (also known as Chris Robinson) [CRD: 2582006, Argyle, Texas], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Christopher Robinson has worked with LPL Financial LLC since February 14, 2018, and has also been associated with RFG Wealth Advisory since May 5, […]

Investors may have incurred losses due to securities broker Robert John Leverte III (also known as Bob Leverte) [CRD: 2283504, Atlanta, Georgia], based on publicly available information reported on FINRA BrokerCheck. Robert Leverte III has worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated since September 8, 2006, at its Atlanta, Georgia office, and since […]

One or more investors potentially experienced sales practice violations because of securities broker Fridtjov Markussen [CRD: 4323396, Leesburg, Virginia], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Fridtjov Markussen has worked with Osaic Wealth Inc. since August 23, 2024, and with AMJ Financial Wealth Management LLC since September 27, 2018. Previously, he worked […]

Investors apparently complained about securities broker Lester Hamrick [CRD: 5208155, Tallahassee, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Hamrick has worked with MML Investors Services LLC at 259 John Knox Road, Tallahassee, Florida since June 8, 2020, as a broker and since June 12, 2020, as an investment adviser. Below, you […]

Investors may have incurred losses because of securities broker Annette Jensen (also known as Annette Karnaze) [CRD: 6372668, Titusville, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jensen has worked with Edward Jones as a broker since January 29, 2024, and as an investment adviser since March 12, 2024. Below, you can […]