Investors might have sustained losses due to securities broker Terri Lynn Fassi (also known as Terri Phelps and Terri Wojcicki) [CRD: 2526113, Windsor, Colorado], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Terri Fassi worked for Centaurus Financial Inc. in Windsor, Colorado, beginning January 3, 2007, as a securities broker and beginning April 4, 2014, as a financial advisor. Investors are encouraged to continue reading to learn more about disclosures involving Terri Fassi.
Also, a Centaurus Financial Inc. client filed FINRA Arbitration No. 23-02342 about Terri Fassi. Mainly, the client alleged that Fassi breached her fiduciary duty by recommending a speculative, high-risk, illiquid, and complex investment in September 2019. Because of this, the client allegedly incurred damages on real estate securities. As a result, on January 8, 2024, Centaurus Financial Inc. settled this matter by paying the client $16,000.
Particularly, a client of Centaurus Financial Inc. disputed Terri Fassi’s sales practices, according to a complaint dated April 4, 2008. Allegedly, Fassi made unsuitable recommendations in variable annuities and failed to fully disclose terms and features. It appears that Fassi allegedly caused the client to incur damages. Consequently, the client sought compensation from Centaurus Financial Inc. or Fassi in the amount of $30,000 in this matter. The matter was denied on April 11, 2008.
Did you experience losses because of Terri Fassi? You should contact Soreide Law Group online or at (888) 760-6552 and consult with a securities attorney regarding a potential recovery of your investment losses. Soreide Law Group has recovered losses for clients throughout the US. Also, our securities lawyers handle cases on a contingency fee basis and advance all costs. Fassi and brokerage firms Fassi worked for deny accusations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
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