Investors apparently complained about securities broker Vincent Anthony Pallitto Jr. (also known as Vince Pallitto and Vinny Pallitto) [CRD: 3236328, Florham Park, New Jersey], according to disclosures on FINRA BrokerCheck. Apparently, Vincent Pallitto has been registered with LPL Financial LLC since December 1, 2000, in a broker capacity and since May 31, 2002, as an investment adviser. Keep reading to learn more about the client disputes involving this broker.
Particularly, on December 29, 2023, an LPL Financial LLC client filed FINRA Arbitration No. 24-00006 about Vincent Pallitto. The client alleged that Pallitto made unsuitable recommendations. Because of this, the client allegedly sustained damages on real estate securities. As a result, the client requested damages in compensation from LPL Financial LLC or Pallitto. Evidently, this arbitration is pending a resolution. The individual denies any wrongdoing and says the customer’s claims are false. The customer had supposedly invested in the same products previously.
Specifically, a client of Northeast Securities Inc. contested Vincent Pallitto’s sales practices, according to a complaint. Allegedly, Pallitto made unsuitable recommendations about over-the-counter equities. Consequently, Northeast Securities opted to settle the matter on June 2, 2000, by compensating the client in the amount of $14,391.94.
Seeking more information about Vincent Pallitto? If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities lawyer. Soreide Law Group has recovered losses for investors throughout the United States, works on a contingency fee basis, and advances all costs. Pallitto and brokerage firms Pallitto worked for deny accusations of sales practice violations.
Summit Brokerage and Independent Financial Group each appear on a pending customer claim naming Gilbert Conrad (CRD 2746778). Both claims are unproven allegations. His BrokerCheck report also lists settled disputes at Arkadios Capital and Independent Financial Group.
On August 6, 2026, a customer filed a $400,000 FINRA arbitration naming Chad McQuade (CRD 5436281) and Northwestern Mutual. The claim involves outside, third-party real estate investments. It is pending, and McQuade disputes it in a written response.
Christopher Miller (CRD 4044818) has a customer dispute on BrokerCheck that settled on October 7, 2026 for $50,901. The disclosure lists Emerson Equity as the firm.
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