Soreide Law Group is investigating potential claims on behalf of investors who may have incurred losses due to the actions of Leslie Don Jackson, also known as Les Jackson and Leslie Donn Jackson (CRD#: 2176917, Dallas, Texas). Particularly, Jackson was previously registered with Momentum Independent Network Inc. from September 19, 1991, to January 6, 2023. […]

Soreide Law Group is currently investigating potential claims on behalf of investors who have suffered losses involving financial advisor and securities broker, Sevag Raffi Haddadian [CRD#: 3249290, Brea, California]. Haddadian worked for Wells Fargo Clearing Services LLC from January 13, 2022, to July 7, 2022, and Morgan Stanley from June 1, 2009, to January 27, […]

Soreide Law Group is actively investigating claims on behalf of individuals who have suffered financial losses due to the actions of Sean Pong, also known as Syany Pong [CRD#: 2406530, Los Alamitos, California]. Sean Pong's professional background includes a tenure at U.S. Bancorp Investments Inc., where he was registered from October 19, 2012, to September […]

Soreide Law Group is currently investigating potential claims on behalf of individuals who may have suffered financial losses due to the actions of securities broker and financial advisor, John Kevin Barrett [CRD#: 4748518, Westlake Village, California]. Evidently, Barrett worked for Emerson Equity LLC in Westlake Village, CA, from January 7, 2015, to February 3, 2021. […]

Soreide Law Group is currently conducting an investigation into potential claims on behalf of investors who may have incurred losses due to the actions of Eric Ryan Tartaglione [CRD: 2722931, Woodbridge, New Jersey]. Evidently, Tartaglione worked for Investment Network Inc. from January 4, 2017, to July 21, 2023. Notably, Tartaglione faced FINRA sanctions for non-compliance […]

Soreide Law Group is conducting an investigation on behalf of investors who have sustained losses with securities broker Courtney Michelle Kaplan (Courtney Michelle Carlsen, Courtney Michelle Ingram, Courtney Ingram Yarmesch, and Courtney Michelle Yarmesch) [CRD#: 5249375, Palm Harbor, Florida]. Evidently, Kaplan worked with LPL Financial LLC in Palm Harbor, FL, from March 11, 2019, to […]

Soreide Law Group is currently investigating potential claims on behalf of individuals who have suffered losses invested with registered broker and investment adviser, Brian M. Wurdemann (CRD#: 4206425, New York, NY). Notably, Wurdemann worked with RBC Capital Markets LLC in New York, NY from May 4, 2017, to May 5, 2022, and with UBS Financial […]

Soreide Law Group is currently investigating potential claims on behalf of investors who have sustained financial losses involving Timothy John Melvin (also known as Tim Melvin) (CRD: 2967309, Springboro, Ohio). Melvin was previously registered as both a financial advisor and a broker. Evidently, he was affiliated with Horace Mann Investors, Inc. from February 6, 1998, […]

Soreide Law Group is currently investigating potential claims on behalf of investors who may have incurred financial losses due to the actions of Thomas Simpson (also known as Phillip Simpson) (CRD: 5335897, Clifton, TX). Specifically, Simpson worked for Farmers Financial Solutions, LLC in Clifton, TX, from July 30, 2007, to March 28, 2023. Notably, FINRA […]