Soreide Law Group is actively investigating potential claims on behalf of investors who sustained losses associated with Surage Kamal Roshan Perera (CRD: 4716321, Melville, New York). Specifically, Perera was affiliated with Aegis Capital Corp. from April 18, 2018, to September 12, 2022, and prior to that, with Maxim Group LLC from November 21, 2017, to […]

Soreide Law Group is conducting an investigation on behalf of investors who have incurred losses potentially due to the actions of securities broker Kevin Cory (CRD: 1716966, New York, New York). Specifically, Cory worked for R. F. Lafferty & Co., Inc. from August 15, 2017, to February 10, 2022. Particularly, the Financial Industry Regulatory Authority […]

Soreide Law Group is currently investigating potential claims on behalf of investors who may have suffered financial losses due to the actions of Jonathan Walter Way (also known as Way Walter Jonathan) (CRD: 1126849, Napa, California). Notably, he was employed with Wedbush Securities Inc. from September 23, 2002, to August 18, 2022. Evidently, Way has […]

Soreide Law Group is actively investigating potential claims on behalf of investors who may have sustained losses because of securities broker Dorinda Lynn Lumpkin (also known as Dorinda Lynn Bludsworth) (CRD: 5687234, Gadsden, Alabama). Specifically, Lumpkin worked for BBVA Securities Inc. from October 10, 2013, to July 6, 2020. Notably, the Financial Industry Regulatory Authority […]

Soreide Law Group is actively investigating potential claims on behalf of investors who have sustained losses involving securities broker Christopher John Carpenter (also known as Chris Carpenter) (CRD: 6601132, Charlotte, NC). Notably, Carpenter worked for LPL Financial LLC from March 5, 2020, to February 1, 2023, and before that with Spire Securities, LLC from May […]

Soreide Law Group is currently investigating potential claims on behalf of investors who have incurred losses due to the actions of Billy Pascal Stanage Jr. (also known as Billy P. Stanage) (CRD: 4450674, Rio Rancho, New Mexico). Stanage worked for Commonwealth Financial Network from December 4, 2019, to March 7, 2023. He previously worked for […]

Soreide Law Group is investigating possible investor claims against securities broker Lynn Witherspoon Bryant (also known as Deborah Bryant) [CRD: 3216344, Hurst, Texas]. Notably, FINRA sanctioned the securities broker, who worked for LPL Financial LLC. Allegedly, Bryant failed to do what FINRA investigators asked of him in an investigation, in violation of FINRA rules. Here […]

Soreide Law Group is investigating possible investor claims against securities broker Jonathan Walter Way [CRD: 1126849, Napa, California]. Notably, FINRA sanctioned the securities broker, who worked for Wedbush Securities Inc. Allegedly, Way failed to comply with FINRA in a probe. Here is a brief summary of FINRA’s allegations against Way. FINRA Sanctions Way For Failure […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker David Harrison Miller [CRD: 4648882, Atlanta, Georgia]. Not only has FINRA sanctioned Miller for failing to cooperate during its probe of investment recommendations, but investors disputed the sales practices of the securities broker. However, Miller denies the allegations. Read on to learn more […]