Soreide Law Group is investigating possible investor claims against Lisa Stevenson (also known as Lisa Gastaldo) (CRD: 6191058, New Albany, Ohio). Evidently, FINRA sanctioned the securities broker, who worked for The Huntington Investment Company. Allegedly, Stevenson failed to provide information and documents to FINRA when it investigated possible FINRA rule violations. Here is a brief […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Jonathan Dudley (also known as Jonathan H. Dudley) (CRD: 5413469, Atlanta, Georgia). Mainly, FINRA sanctioned Dudley for his failure to provide information. However, Dudley denies the allegations. Read on to learn more about the allegations against Dudley. Jonathan Dudley Sanctioned By FINRA For […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker John Terzis (also known as John Nicholas Terzis) (CRD: 1805020, Skokie, Illinois). Not only has FINRA sanctioned Terzis for a client loan, but investors disputed the sales practices of the securities broker. However, Terzis denies the allegations. Read on to learn more about […]

Soreide Law Group is investigating possible investor claims against John Park (also known as John Clifford Park) (CRD: 5864589, Sioux Falls, SD). Notably, SEC sanctioned the securities broker, who worked for FBL Marketing Services LLC. Allegedly, Park committed forgery. Here is a brief summary of SEC’s allegations against Park. However, please note that Park denies […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker John Matson (also known as John Nicholas Matson) (CRD: 1796541, Manhattan Beach, California). Notably, investors disputed the sales practices of the securities broker, who worked for LPL Financial LLC. Additionally, the securities broker discloses a regulatory enforcement action. Notably, these disclosures allege Matson […]

Soreide Law Group is investigating possible investor claims against Darrell Smith (also known as Darrell Anthony Smith Jr.) (CRD: 6774881, Memphis, Tennessee). Notably, FINRA sanctioned the securities broker, who worked for Wells Fargo Clearing Services LLC. Allegedly, Smith failed to testify when FINRA investigated the securities broker for possible FINRA rule violations relating to unauthorized […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Caz Craffy (also known as Carz Craffy) (CRD: 5222223, Point Pleasant Beach, New Jersey). FINRA sanctioned Craffy for his failure to provide Information in an investigation. However, Craffy denies the allegations. Read on to learn more about the allegations against Craffy. Craffy Sanctioned […]

Soreide Law Group is investigating possible investor claims against Bradley Goodbred (also known as Bradley Allen Goodbred) (CRD: 3184210, Roselle, Illinois). Evidently, SEC filed legal action against the securities broker, who worked for LPL Financial LLC. Allegedly, Goodbred misappropriated funds. Here is a brief summary of SEC’s allegations against Goodbred. However, please note that Goodbred […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Anthony Liddle (also known as Tony Liddle) (CRD: 5478479, Oshkosh, Wisconsin). Notably, investors disputed the sales practices of the securities broker, who worked for Landolt Securities Inc. Additionally, he discloses a regulatory enforcement action. Notably, these disclosures allege Liddle engaged in sales practice […]