Soreide Law Group is investigating possible investor claims against Daniel Richard Hajduk (CRD: 830330, Mount Prospect, Illinois). Notably, FINRA sanctioned the securities broker, who worked for Coordinated Capital Securities Inc. Allegedly, Hajduk failed to testify when FINRA carried out an investigation. Here is a brief summary of FINRA’s allegations against Hajduk. FINRA Bars Daniel Hajduk […]

Soreide Law Group is investigating possible investor claims against Conrad Aaron Coggeshall (CRD: 4383687, Scottsdale, Arizona). Evidently, SEC obtained a judgment against the securities broker, who worked for Packerland Brokerage Services Inc. Here is a brief summary of the allegations against Coggeshall. Coggeshall Evidently, on December 19, 2022, a court issued Judgment No. 2:19-cv-05667 sanctioning […]

Soreide Law Group is investigating possible investor claims against Caz Craffy (also known as Carz Levinski Craffey) (CRD: 5222223, Point Pleasant Beach, New Jersey). Evidently, New Jersey Bureau of Securities sanctioned the securities broker, who worked for Monmouth Capital Management LLC. Allegedly, Craffy was the subject of a regulatory enforcement action resulting in sanctions. Here […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Anthony Baker Liddle (also known as Tony Liddle) (CRD: 5478479, Oshkosh, Wisconsin). Not only has he been sentenced to eight years in prison for committing a scam, but SEC filed an enforcement or civil action against Liddle and investors disputed hia sales practices. […]

Soreide Law Group is investigating possible investor claims against securities broker Kyle Zachary Wittgren (CRD: 6221630, Frisco, Texas). Evidently, Minnesota sanctioned the securities broker, who worked for NYLife Securities LLC. Allegedly, Wittgren made misrepresentations and falsified client information. Here is a brief summary of Minnesota’s allegations against Wittgren. Minnesota Bars Wittgren For Misrepresentation Particularly, on […]

Soreide Law Group is investigating possible investor claims against securities broker Dominic John Scalzi (CRD: 1689662, New York, New York). Evidently, FINRA sanctioned the securities broker, who worked for Deutsche Bank Securities Inc. Allegedly, Scalzi failed to respond to FINRA’s request for information. Here is a brief summary of FINRA’s allegations against Scalzi. Scalzi Barred […]

Soreide Law Group is investigating possible investor claims against securities broker Tracy Lynn Morton (CRD: 4880691, Tulsa, Oklahoma). Evidently, FINRA sanctioned the securities broker, who worked for Allstate Financial Services LLC. Allegedly, Morton failed to cooperate with FINRA’s investigation. Here is a brief summary of FINRA’s allegations against Morton. FINRA Bars Morton For Failure To […]

Soreide Law Group is investigating possible investor claims against securities broker Bradley Morgan Holts (also known as Brad Holts) (CRD: 5819398, Denver, Colorado). Particularly, SEC filed a Complaint against the securities broker, who worked for World Capital Brokerage Inc. Allegedly, Holts misappropriated funds. Here is a brief summary of SEC’s allegations against Holts. SEC Charges […]

Soreide Law Group is investigating possible investor claims against securities broker Tyler Dean Delahunt (CRD: 4419594, Atlanta, Georgia). Evidently, FINRA sanctioned the securities broker, who worked for Merrill Lynch Pierce Fenner Smith Incorporated. Allegedly, Delahunt failed to provide information and documents to FINRA when it conducted an investigation. Here is a brief summary of FINRA’s […]