Investors have come forward with complaints about Seth Gordon Mason [CRD: 1540891, Grand Rapids, Michigan]. Evidently, the securities broker, who worked for Morgan Stanley Smith Barney, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Morgan Stanley Smith Barney clients allege that Mason engaged in unsuitable trading. For more on these disclosures about […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Ron Ernest Filoramo (also known as Ronald Ernest Filoramo) [CRD: 3270398, Fort Lauderdale, Florida]. Not only has Morgan Stanley disaffiliated with the securities broker, but investors disputed the sales practices of the securities broker, who worked for Morgan Stanley. However, Filoramo denies the […]

Soreide Law Group is investigating possible investor claims against securities broker Roberto Leslie (also known as Robert Leslie) [CRD: 2755940, Brooklyn, New York]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Infinex Investments Inc. Evidently, investors allege sales practice violations in these […]

Soreide Law Group is investigating possible investor claims against securities broker Robert W. Strang III [CRD: 3271839, Westfield, New York]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Equitable Advisors LLC. Here is a brief summary of the disclosures about Strang. Bear […]

Investors have come forward with complaints about Robert T. Li [CRD: 4068255, Naperville, Illinois]. Evidently, the securities broker, who worked for LPL Financial LLC, discloses client suitability disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. For more on these disclosures about Li, see below. Remember that the broker denies the accusations against him. LPL Financial […]

Soreide Law Group is investigating possible investor claims against securities broker Rene Javier Castro [CRD: 2559410, Upland, California]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Center Street Securities Inc. Evidently, investors allege sales practice violations in these disputes, including inappropriate advice. […]

Soreide Law Group is investigating possible investor claims against securities broker Nisreen Nina Kallabat Byrne (also known as Nina Byrne) [CRD: 2223199, Bloomfield Hills, Michigan]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for J.P. Morgan Securities LLC. Evidently, investors allege sales practice […]

In recent years, major banks such as RBC, Banc of America, and JP Morgan Chase have been fervently producing "structured notes", amassing sales in billions. These banks purport that these notes offer investors a taste of both equity growth and fixed income benefits. However, the real question is, are these notes as promising as they […]

At Soreide Law Group, we're actively probing into the potential investor claims tied to broker-dealers. There are concerns that some might have inappropriately advised for investors to purchase Parking REIT (recently rebranded as Mobile Infrastructure Corp.). Update on Net Asset Value (NAV) Shares of Mobile Infrastructure Corporation are reportedly valued at $14.76 per share as […]