Soreide Law Group is presently investigating potential claims on behalf of investors who may have sustained financial losses due to the actions of Bryan Edward Davidson (CRD: 5445540, Scottsdale, Arizona). Evidently, Davidson worked for BMO Harris Financial Advisors, Inc. as both a financial advisor and broker from September 26, 2014, to March 24, 2021. Additionally, […]

Soreide Law Group is presently investigating potential claims on behalf of investors who may have incurred financial losses through dealings with Biaggio Anthony Caroleo (also known as Blaise Anthony Caroleo) (CRD:5256393, New York, NY). Caroleo worked for SW Financial from December 10, 2019, to May 10, 2022. FINRA expelled that firm on May 12, 2023. […]

Soreide Law Group is presently investigating potential claims on behalf of investors who may have sustained financial losses due to the actions of securities broker Anthony Michael Gallea (also known as Anthony Gallea) (CRD: 713980, Hendersonville, North Carolina). Gallea has been registered with Morgan Stanley since June 1, 2009, as a securities broker and financial […]

Soreide Law Group is investigating potential claims on behalf of investors who may have incurred losses through dealings with securities broker Andrew Raskin (CRD: 4701782, Palm Beach Gardens, Florida). Evidently, Andrew Raskin worked as a financial advisor and broker with Merrill Lynch from August 2, 2016, to December 13, 2022. He works for LPL Financial, […]

Soreide Law Group is investigating possible investor claims against securities broker William Worthen King (also known as Bill King) [CRD: 1432593, Vero Beach, Florida]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Merrill Lynch. Evidently, investors allege sales practice violations in these […]

Investors have come forward with complaints about Thomas Paul Tibaldi [CRD: 2672406, East Meadow, New York]. Evidently, the securities broker, who worked for Citigroup Global Markets Inc., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Citigroup Global Markets Inc. clients allege misrepresentation and breach of fiduciary duty. For more on these disclosures […]

Soreide Law Group is investigating possible investor claims against securities broker Thais Drummond Piotrowski (also known as Thais Moreira) [CRD: 4729077, Boca Raton, Florida]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Ameriprise Financial Services. Evidently, investors allege sales practice violations in […]

Soreide Law Group is investigating possible investor claims against securities broker Simon Michel Joseph (also known as Simon Michael Youssef) [CRD: 5602157, Alexandria, Virginia]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Truist Investment Services Inc. Evidently, investors allege sales practice violations […]

Investors have come forward with complaints about Shawn Conan Spellacy [CRD: 2275119, Fair Oaks, California]. Evidently, the securities broker, who worked for Calton Associates Inc., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Calton Associates Inc. clients allege unsuitable trading. For more on these disclosures about Spellacy, see below. Calton Associates Inc. […]