Soreide Law Group is actively delving into possible investor claims linked to securities firms and investment advisories that might have inappropriately recommended Western Asset Macro Opportunities I (LAOIX) to their clients. Sponsored by Western Asset Management Company, LLC., Western Asset Macro Opportunities I (LAOIX) poorly performed in 2022. Notably, the federal reserve hiked the interest […]

Soreide Law Group is actively investigating potential investment-related claims against broker dealers who might have inappropriately advised clients on FlexShares Crdt-Scrd US Lng Corp Bd ETF (LKOR). What Is LKOR? Sponsored by Northern Trust Asset Management, the FlexShares Crdt-Scrd US Lng Corp Bd ETF (LKOR) aims to reflect the performance, prior to expenses and fees, […]

Non-Compliance With Suitability Obligations In November 2022, FINRA sanctioned Western International Securities in Case: 2020067094001. The firm agreed to pay a fine of $400,000, among other things to resolve allegations that it neglected its duties in ensuring that its recommendations regarding Non-Traded Real Estate Investment Trusts (REITs) complied with its suitability obligations. Inadequate Supervisory Procedures […]

Soreide Law Group is diligently investigating possible sales practice violations by Alliance Bernstein. This probe comes after multiple reports of investor losses tied to the Option Advantage Strategy. Alliance Bernstein's advisors fervently prompted their clientele to commit to a novel and intricate option strategy termed “Options Advantage.” This technique was portrayed as the go-to for […]

For the investors of Western Alliance Bancorp (NYSE: WAL), Soreide Law Group is investigating potential investor claims related to Western Alliance Bancorporation (NYSE: WAL). Western Alliance Bancorp's Downward Spiral Western Alliance Bancorp (NYSE: WAL) has a 52-week-low of $7.46, a major decline from its previous 52-week-high of $86.87. Evidently, year to date, WAL is down […]

The Soreide Law Group stands as a beacon of hope for investors across the nation who have found themselves at the raw end of problematic investment products and strategies. A case in point is the Nelson Partners Skyloft DST. This DST collapsed after its issuer failed to adhere to the terms of a $35 million […]

Soreide Law Group is investigating possible investor claims against securities broker Nabil Bouab (also known as Bilo Bouab) [CRD: 4340284, Holbrook, New York]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for American Portfolios Financial Services Inc. Notably, investors allege sales practice violations […]

Soreide Law Group is investigating possible investor claims against securities broker Michelle Liao Wu [CRD: 3046373, San Jose, California]. Notably, FINRA sanctioned the securities broker, who worked for Principal Securities, concerning discretionary trading. Here is a brief summary of FINRA’s allegations against Wu. Wu Sanctioned By FINRA For Discretionary Trading Evidently, on June 16, 2023, […]

Soreide Law Group is investigating possible investor claims against securities broker Luke Michael Johnson [CRD: 3257008, Scottsdale, Arizona]. Notably, FINRA filed an enforcement or civil action against the securities broker, who worked for Coastal Equities Inc., regarding suitability and falsification of information. Here is a brief summary of FINRA’s allegations against Johnson. FINRA Charges Johnson […]