Investors have come forward with complaints about securities broker Jeffrey Brian Forehand (also known as Jeff Forehand) (CRD: 1618003, Myrtle Beach, South Carolina). Evidently, the securities broker, who worked for First Allied Securities Inc., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, First Allied Securities Inc. clients allege that Forehand made unsuitable […]

Investors have come forward with complaints about securities broker Jason Eugene Tarver (CRD: 2569913, Frisco, Texas). Evidently, the securities broker, who worked for Merrill Lynch, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Merrill Lynch clients allege that Tarver made unsuitable recommendations and engaged in unauthorized trading. For more on these disclosures […]

Soreide Law Group is investigating possible investor claims against Ivan Richard Gefen (CRD: 1229418, Boca Raton, Florida). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Newbridge Securities Corporation. Evidently, one or more investors alleged misconduct in these disputes, including that Gefen was […]

Soreide Law Group is investigating possible investor claims against Heath Gary Goldstein (CRD: 2147679, Clarks Summit, Pennsylvania). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Western International Securities Inc. Evidently, one or more investors alleged misconduct in these disputes, including that Goldstein […]

Soreide Law Group is investigating possible investor claims against Glennon James Cole (also known as Glen James Cole) (CRD: 1999588, Manchester, Missouri). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Moloney Securities Co. Inc. Notably, one or more investors alleged misconduct in […]

Investors have come forward with complaints about securities broker Gilbert Russell Conrad (CRD: 2746778, Lewiston, New York). Evidently, the securities broker, who worked for JP Turner Company LLC, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, JP Turner Company LLC clients allege that Conrad made unsuitable recommendations. For more on these disclosures […]

Soreide Law Group is investigating possible investor claims against David Cameron Monckton (CRD: 2252224, Columbia, South Carolina). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Voya Financial Advisors Inc. Evidently, one or more investors alleged misconduct in these disputes, including that Monckton […]

Soreide Law Group is investigating possible investor claims against Daniel William Sopher (also known as Daniel Williams Sopher) (CRD: 1254823, Metuchen, New Jersey). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Kestra Investment Services LLC. Evidently, one or more investors alleged misconduct […]

Investors have come forward with complaints about securities broker Daniel Jay Sherman (CRD: 2136218, New York, New York). Notably, the securities broker, who worked for Morgan Stanley Smith Barney LLC, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Morgan Stanley Smith Barney LLC clients allege that Sherman made unsuitable recommendations. For more […]