Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Glennon James Cole (also known as Glen James Cole) [CRD: 1999588, Manchester, Missouri], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Glennon Cole worked for Moloney Securities Co. Inc. from September 14, 2012, to February […]

Investors possibly experienced losses due to securities broker Gihan Anil Fernando (also known as Gihan Raphael Fernando) [CRD: 4469669, Houston, Texas], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Gihan Fernando worked for BOK Financial Advisors and BOK Financial Securities Inc. from March 7, 2003, to November 8, 2023. He joined Cetera […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Craig Lee Carson (also known as Chance Carson) [CRD: 41892, Colorado Springs, Colorado], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Craig Carson worked for Intervest International Equities Corporation from December 2, 2003, to December […]

Investors possibly experienced losses because of securities broker Bryan Scott Foster [CRD: 2702281, Southfield, Michigan], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Bryan Foster joined LPL Financial LLC on October 9, 2009. Here’s more about the securities broker’s disclosures. LPL Financial LLC Investor Accused Foster Of Unsuitable Recommendations Specifically, an LPL […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Barbara Jean Borowsky (also known as Baraba Jean Borowsky) [CRD: 2570936, Rome, Georgia], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Borowsky joined Dempsey Lord Smith LLC on October 15, 2016. Read below for additional […]

Investors might have sustained losses due to securities broker Brad Steven Whalen [CRD: 2582276, Winter Park, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Brad Whalen joined Green Vista Capital LLC on August 27, 2018. Read below for additional information about the securities broker’s disclosures. Green Vista Capital LLC Investor Accused […]

Investors might have sustained losses due to securities broker Jack W. Yvars [CRD: 6377111, Concord, New Hampshire], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Yvars has been registered with Osaic Wealth Inc. since November 2, 2018. This follows his previous registration with Signator Investors Inc., which lasted from June 22, 2016, […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker William Edward Hutchingson [CRD: 2131647, Bayside, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Hutchingson worked for Cetera Investment Services LLC from December 1, 2017, and for Cetera Investment Advisers LLC since April […]

Investors might have sustained losses due to securities broker Todd Mathew Bruns [CRD: 2717729, Folsom, California], according to disclosures on the Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Bruns has been registered with Edward Jones since October 17, 2003. Continue reading to learn more about the disputes involving Bruns. Edward Jones Client Accused Bruns Of […]