Investors have come forward with complaints about Brandon Leon [CRD: 5200595, New York, New York]. Notably, the securities broker, who worked for National Securities Corporation, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. For more on these disclosures about Leon, which include alleged unsuitable recommendations, see below. The broker denies the claims. Leon […]

Soreide Law Group is looking into possible investor claims related to securities firms and financial advisors who might have inappropriately advised clients to invest in Hartman vREIT XXI Inc. (also known as Silver Star Properties REIT). An SEC filing revealed serious news about Hartman vREIT XXI, Inc. The company faces considerable uncertainty about its ability […]

Soreide Law Group is investigating possible investor claims against securities broker Andrew Joseph Kubicsko Jr. [CRD: 861670, Chicago, Illinois]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Raymond James Associates Inc. Evidently, investors allege sales practice violations including unsuitable trading or recommendations. […]

Soreide Law Group is investigating possible investor claims against William Robert Young (also known as Bill Young) (CRD: 4787488, Bethesda, Maryland). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for H. Beck Inc. Evidently, one or more investors alleged misconduct in these disputes, […]

Investors have come forward with complaints about securities broker Rick David Schofield (CRD: 2197999, Lakewood Ranch, Florida). Evidently, the securities broker, who worked for Money Concepts Capital Corp., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Money Concepts Capital Corp. clients allege that Schofield made unsuitable recommendations, recommended investments which poorly performed, […]

Soreide Law Group is investigating possible investor claims against Ray Anthony Garrido San Pedro (CRD: 4565686, Miami, Florida). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for National Securities Corp. Evidently, one or more investors alleged misconduct in these disputes, including that San […]

Soreide Law Group is investigating possible investor claims against Phil Donahue (also known as Joseph Philip Donahue) (CRD: 1206346, Panama City Beach, Florida). Evidently, Florida State Insurance Commission sanctioned the securities broker, who worked for PFS Investments Inc. Here is a brief summary of Florida State Insurance Commission’s and FINRA’s allegations against Donahue. Florida State […]

Investors have come forward with complaints about securities broker Paul Joseph Brent (CRD: 2470612, Gross Pointe Farms, Michigan). Notably, the securities broker, who worked for Morgan Stanley, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Morgan Stanley clients allege that Brent made misrepresentations. For more on these disclosures about Brent, see below. […]

Soreide Law Group is investigating possible investor claims against Patrick Thomas Gilbride (CRD: 1216940, Brooklyn, New York). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Edward Jones. Evidently, one or more investors alleged misconduct in these disputes, including that Gilbride failed to […]