Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker John Noel Marcheso [CRD: 869337, Anaheim, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, John Marcheso joined Centaurus Financial Inc. on December 1, 2000. Read below for additional information about the disclosures about this […]

Investors might have sustained losses due to securities broker John Hayward Lord (also known as John Lord) [CRD: 1352023, Calhoun, Georgia], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, John Lord joined Dempsey Lord Smith LLC on March 16, 2007. Keep reading to learn more about John Lord's disclosures. Dempsey Lord Smith […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Joey Dale Miller [CRD: 6175826, New Braunfels, Texas], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Joey Miller worked for Arete Wealth Advisors LLC from October 27, 2014, to November 2, 2023, and for Arete […]

Investors possibly experienced losses because of securities broker Jerry Lawrence Goldblum [CRD: 2362993, Melville, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Jerry Goldblum joined Equitable Advisors LLC on October 14, 2022. He previously worked for Aegis Capital Corp. from November 6, 2015, to October 19, 2022. Here’s more about […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Jason Lawrence Mieras [CRD: 2850648, Lake Como, New Jersey], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Jason Mieras joined American Portfolios Financial Services Inc. on September 7, 2001, and American Portfolios Advisors Inc. on […]

Investors might have sustained losses because of securities broker James Alan Seijas [CRD: 2392901, Short Hills, New Jersey], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, James Seijas worked for Wells Fargo Clearing Services LLC from November 13, 2013, to March 6, 2019. Keep reading to learn more about the securities broker’s […]

Investors possibly experienced losses due to securities broker Jack Robert Thacker Jr. [CRD: 2754773, Nashville, Tennessee], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Jack Thacker worked for Realta Equities Inc. and Realta Investment Advisors Inc. from September 20, 2023, and September 22, 2023, respectively. Here’s more about the securities broker’s disclosures. […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Haiguang Hai Yin (also known as Hai Guang Yin, and John Yin) [CRD: 3249933, City of Industry, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, John Yin worked for Cetera Investment Advisers LLC from […]

Investors might have sustained losses because of securities broker Gustavo Santos Miramontes [CRD: 2338966, Los Angeles, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Gustavo Miramontes joined Oppenheimer Co. Inc. on August 13, 2018, and previously worked for Wedbush Securities Inc. from January 14, 2015, to August 16, 2018. Keep reading […]