Latest Securities Lawyer News

Paulette Treguboff (CRD 2699595) is a registered representative with LPL Financial. According to BrokerCheck, a customer filed a claim against her on August 24, 2026 that remains pending.

Marc Miller (CRD 1133692) is a registered representative with Western International Securities. According to BrokerCheck, a customer filed a claim against him on March 3, 2025 that remains pending.

Zachary Cuyler Green, also known as Zach Green (CRD: 5714566), is a securities broker based in Raleigh, North Carolina. A client has claimed investment losses in a complaint involving Green, according to Financial Industry Regulatory Authority (FINRA) BrokerCheck. Green worked with Merit Financial Advisors since May 8, 2025, and Purshe Kaplan Sterling Investments since May […]

Adam T. Taff, also known as Adam Taff (CRD: 5933315), is a securities broker and financial advisor in Charlotte, North Carolina. He has been registered with MML Investors Services LLC as a broker since July 26, 2011, and as a financial advisor since November 30, 2012. Taff disclosed a client complaint involving alleged investment losses, […]

Investors might have sustained losses due to securities broker Donald Paul Robbins [CRD: 4364668, Waxhaw, North Carolina], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Robbins has been registered with MML Investors Services LLC as a broker since April 8, 2016, and as a financial advisor since April 12, 2016. Keep reading […]

Lawrence Earle Emmons IV (CRD: 1060109), a securities broker in Hinsdale, Illinois, is the subject of a client complaint alleging possible investor losses, according to Financial Industry Regulatory Authority (FINRA) BrokerCheck disclosures. He worked for Woodbury Financial Services Inc. from May 1, 2006, to January 19, 2024, and has been registered with Osaic Wealth Inc. […]

Andrew Jacob Marinos, also known as Andy Marinos (CRD: 4317707), is a securities broker based in Mission Viejo, California. His Financial Industry Regulatory Authority (FINRA) BrokerCheck record includes a client arbitration claim alleging investment losses. Marinos has worked for Charles Schwab Inc. since April 12, 2007. Read on for more about the claim and the […]

Former securities broker Michael Stephen Schoolcraft (CRD: 6375300) was registered with MML Investors Services LLC in Lisle, Illinois, from May 2016 until the firm reported terminating him on May 1, 2026. The Financial Industry Regulatory Authority (FINRA) later barred him after he refused to provide requested records during an investigation. Here’s how the FINRA matter […]

Hugh Franklin Hale III (CRD: 4652329), a former securities broker in Savannah, Georgia, is involved in a pending client arbitration over alleged investment losses, according to Financial Industry Regulatory Authority (FINRA) BrokerCheck disclosures. Hale worked for Capital Investment Group Inc. from September 16, 2016, to July 29, 2021. He also worked for Kestra Investment Services […]